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Prospect Capital
PSEC

Overview Fund Activity

207 hedge funds and large institutions have $306M invested in Prospect Capital in 2019 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 54 increasing their positions, 73 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
207
Holders Change
-6
Holders Change %
-2.82%
% of All Funds
4.55%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
24
Increased
54
Reduced
73
Closed
30
Calls
$1.81M
Puts
$18.2M
Net Calls
-$16.4M
Net Calls Change
+$2.05M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$26.4M
2
SCM
2
Scopia Capital Management
New York
$7.15M
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$22M
4
Man Group
4
Man Group
United Kingdom
$2.45M
5
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$5.74M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$17.4M
2
Skandinaviska Enskilda Banken (SEB)
2
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.93M
3
MC
3
Muzinich & Co
New York
$19M
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$8.82M
5
USAA
5
United Services Automobile Association
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$2.33M +$142K +21,537 +6%
Invesco
27
Invesco
Georgia
$2.08M -$609K -92,405 -23%
US Bancorp
28
US Bancorp
Minnesota
$2.06M +$12.5K +1,890 +0.6%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$1.96M -$17.9K -2,719 -0.9%
Skandinaviska Enskilda Banken (SEB)
30
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.93M -$4.28M -649,200 -69%
GC
31
Guggenheim Capital
Illinois
$1.71M -$317K -48,076 -16%
Victory Capital Management
32
Victory Capital Management
Texas
$1.69M +$1.69M +256,844 New
MIAN
33
Mariner Independent Advisor Network
Kansas
$1.54M -$115K -17,747 -7%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$1.5M -$303K -45,962 -17%
Northern Trust
35
Northern Trust
Illinois
$1.21M -$76.7K -11,635 -6%
VCWA
36
Vanguard Capital Wealth Advisors
Colorado
$1.19M +$108K +16,368 +10%
AIMCA
37
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.17M – – –
HighTower Advisors
38
HighTower Advisors
Illinois
$1.15M +$353K +53,556 +44%
DnB Asset Management
39
DnB Asset Management
Norway
$1.12M +$64K +9,719 +6%
Macquarie Group
40
Macquarie Group
Australia
$1.06M – – –
DC
41
Davenport & Co
Virginia
$1.03M -$16.3K -2,500 -2%
SCA
42
SMH Capital Advisors
Texas
$1.03M +$21.3K +3,226 +2%
VF
43
Virtu Financial
New York
$972K -$133K -20,247 -12%
RJA
44
Raymond James & Associates
Florida
$893K -$201K -30,490 -18%
QIM
45
Quantitative Investment Management
Virginia
$880K +$547K +83,021 +164%
Group One Trading
46
Group One Trading
Illinois
$838K -$216K -32,824 -21%
CCA
47
Catalyst Capital Advisors
New York
$836K – – –
WAM
48
Wolverine Asset Management
Illinois
$800K -$162K -24,612 -17%
SB
49
Suntrust Banks
Georgia
$787K – – –
Two Sigma Advisers
50
Two Sigma Advisers
New York
$782K -$46.2K -7,000 -6%
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