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Prospect Capital
PSEC

Overview Fund Activity

213 hedge funds and large institutions have $300M invested in Prospect Capital in 2019 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 63 increasing their positions, 66 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
213
Holders Change
-8
Holders Change %
-3.62%
% of All Funds
4.63%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
28
Increased
63
Reduced
66
Closed
33
Calls
$1.68M
Puts
$20.1M
Net Calls
-$18.4M
Net Calls Change
-$3.64M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$18.9M
2
Skandinaviska Enskilda Banken (SEB)
2
Skandinaviska Enskilda Banken (SEB)
Sweden
$6.15M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$9.33M
4
VEA
4
Virtus ETF Advisers
New York
$4.43M
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$10.5M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$22M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$11.8M
3
MC
3
Muzinich & Co
New York
$22.7M
4
PAM
4
PVG Asset Management
Colorado
$766K
5
QOP
5
Quinn Opportunity Partners
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
KBC Group
26
KBC Group
Belgium
$2.42M -$124K -18,959 -5%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$2.17M +$156K +23,894 +8%
US Bancorp
28
US Bancorp
Minnesota
$2.03M -$5.51K -844 -0.3%
GC
29
Guggenheim Capital
Illinois
$2M -$485K -74,240 -19%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$1.96M +$47.7K +7,312 +2%
Marshall Wace
31
Marshall Wace
United Kingdom
$1.93M +$1.66M +253,460 +613%
Mackenzie Financial
32
Mackenzie Financial
Ontario, Canada
$1.84M – – –
RJFSA
33
Raymond James Financial Services Advisors
Florida
$1.78M +$469K +71,842 +36%
MIAN
34
Mariner Independent Advisor Network
Kansas
$1.68M -$160K -24,431 -9%
Northern Trust
35
Northern Trust
Illinois
$1.28M +$39.1K +5,987 +3%
AIMCA
36
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.16M – – –
VF
37
Virtu Financial
New York
$1.1M +$676K +103,456 +161%
RJA
38
Raymond James & Associates
Florida
$1.08M +$273K +41,785 +34%
VCWA
39
Vanguard Capital Wealth Advisors
Colorado
$1.07M +$56.6K +8,662 +6%
DnB Asset Management
40
DnB Asset Management
Norway
$1.05M +$20.9K +3,200 +2%
Macquarie Group
41
Macquarie Group
Australia
$1.05M – – –
DC
42
Davenport & Co
Virginia
$1.05M +$81.6K +12,500 +8%
Group One Trading
43
Group One Trading
Illinois
$1.05M +$132K +20,158 +14%
NICM
44
Neo Ivy Capital Management
New York
$1.04M +$1.04M +158,530 New
UH
45
Unigestion Holding
Switzerland
$1M +$1M +153,600 New
SCA
46
SMH Capital Advisors
Texas
$1M +$522 +80 +0.1%
WAM
47
Wolverine Asset Management
Illinois
$954K +$52.7K +8,068 +6%
PI
48
PEAK6 Investments
Illinois
$935K +$165K +25,230 +21%
Citadel Advisors
49
Citadel Advisors
Florida
$906K +$155K +23,749 +21%
CCA
50
Catalyst Capital Advisors
New York
$829K – – –
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