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Prospect Capital
PSEC

Overview Fund Activity

212 hedge funds and large institutions have $434M invested in Prospect Capital in 2016 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 74 increasing their positions, 62 reducing their positions, and 28 closing their positions.

Holders
212
Holders Change
-4
Holders Change %
-1.85%
% of All Funds
5.31%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
29
Increased
74
Reduced
62
Closed
28
Calls
$2.3M
Puts
$57.2M
Net Calls
-$54.9M
Net Calls Change
+$1.98M

Top Buyers

1
MC
1
Muzinich & Co
New York
$63.4M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$12.4M
3
Invesco
3
Invesco
Georgia
$13.8M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$42.8M
5
AM
5
Ares Management
California
$8.99M

Top Sellers

1
Barclays
1
Barclays
United Kingdom
$2.48M
2
Morgan Stanley
2
Morgan Stanley
New York
$17M
3
BCM
3
Beck Capital Management
Texas
$2.26M
4
Goldman Sachs
4
Goldman Sachs
New York
$610K
5
HighTower Advisors
5
HighTower Advisors
Illinois
$157K
Name Holding Trade Value Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$3.96M -$568 -68 -0%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$3.69M +$209K +24,980 +6%
JIR
28
James Investment Research
Ohio
$3.48M +$2.98M +356,532 +588%
WA
29
WFG Advisors
Texas
$3.37M +$476K +57,057 +16%
AP
30
AHL Partners
United Kingdom
$3.3M +$1.89M +226,196 +134%
MIAN
31
Mariner Independent Advisor Network
Kansas
$3.16M +$3.16M +378,433 New
AG
32
Advisor Group
Arizona
$3.15M +$127K +15,162 +4%
TCM
33
Trent Capital Management
North Carolina
$3.09M +$3.09M +369,625 New
PAM
34
PVG Asset Management
Colorado
$2.82M -$52.4K -6,280 -2%
Bank of America
35
Bank of America
North Carolina
$2.8M +$247K +29,572 +10%
Allianz Asset Management
36
Allianz Asset Management
Germany
$2.8M +$1.39M +166,513 +99%
US Bancorp
37
US Bancorp
Minnesota
$2.62M +$172K +20,600 +7%
QIM
38
Quantitative Investment Management
Virginia
$2.5M +$2.5M +299,800 New
SG Americas Securities
39
SG Americas Securities
New York
$2.48M +$1.91M +229,200 +337%
Barclays
40
Barclays
United Kingdom
$2.48M -$5.87M -702,967 -70%
Group One Trading
41
Group One Trading
Illinois
$2.48M +$1.6M +191,603 +183%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$2.45M +$159K +19,027 +7%
RIA
43
RPG Investment Advisory
California
$2.44M -$56.3K -6,748 -2%
LPL Financial
44
LPL Financial
California
$2.39M +$599K +71,116 +33%
BCM
45
Beck Capital Management
Texas
$2.26M -$2.27M -272,466 -50%
Robeco Institutional Asset Management
46
Robeco Institutional Asset Management
Netherlands
$2.02M +$27.2K +3,260 +1%
HFS
47
HL Financial Services
Kentucky
$1.96M +$28.2K +3,376 +1%
RJFSA
48
Raymond James Financial Services Advisors
Florida
$1.93M -$52.6K -6,297 -3%
Wells Fargo
49
Wells Fargo
California
$1.61M +$178K +21,338 +12%
Royal Bank of Canada
50
Royal Bank of Canada
Ontario, Canada
$1.55M -$88.8K -10,635 -5%
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