PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

206 hedge funds and large institutions have $346M invested in Prospect Capital in 2015 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 86 increasing their positions, 57 reducing their positions, and 31 closing their positions.

Holders
206
Holders Change
-3
Holders Change %
-1.44%
% of All Funds
5.41%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.11%
New
29
Increased
86
Reduced
57
Closed
31
Calls
$3.34M
Puts
$12.4M
Net Calls
-$9.04M
Net Calls Change
-$2.89M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$28.1M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$10.2M
3
LPL Financial
3
LPL Financial
California
$4.77M
4
Millennium Management
4
Millennium Management
New York
$2.36M
5
Wellington Management Group
5
Wellington Management Group
Massachusetts
$11.6M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$16.4M
2
SCM
2
Scopia Capital Management
New York
$698K
3
Deutsche Bank
3
Deutsche Bank
Germany
$11.9M
4
PAM
4
PVG Asset Management
Colorado
$5.11M
5
HSBC Holdings
5
HSBC Holdings
United Kingdom
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
HI
26
Hudock Inc
Pennsylvania
$3.65M +$126K +18 +4%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$3.57M +$53K +7,589 +2%
CP
28
Camelot Portfolios
Ohio
$3.5M +$243K +34,760 +7%
TFMS
29
Trust & Fiduciary Management Services
Massachusetts
$2.91M +$35.9K +5,143 +1%
UCFA
30
United Capital Financial Advisors
Texas
$2.56M +$42.2K +6,042 +2%
GC
31
Guggenheim Capital
Illinois
$2.51M -$34.1K -4,879 -1%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$2.49M +$112K +16,059 +5%
Millennium Management
33
Millennium Management
New York
$2.36M +$2.03M +291,204 +626%
MSTVIM
34
Messner & Smith Theme Value Investment Management
California
$2.36M -$315K -45,192 -12%
Goldman Sachs
35
Goldman Sachs
New York
$2.23M +$1.52M +217,140 +213%
Wells Fargo
36
Wells Fargo
California
$2.1M -$105K -15,011 -5%
Bank of America
37
Bank of America
North Carolina
$2.05M -$89.9K -12,871 -4%
Citigroup
38
Citigroup
New York
$2.01M -$1.76M -252,230 -47%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$2M +$356K +50,983 +22%
C
40
CFO4Life
Texas
$1.98M -$462K -66,260 -19%
BIM
41
BlackRock Investment Management
Delaware
$1.91M -$697K -99,900 -27%
Citadel Advisors
42
Citadel Advisors
Florida
$1.91M +$391K +55,978 +26%
Bank of Nova Scotia
43
Bank of Nova Scotia
Ontario, Canada
$1.75M +$1.75M +250,000 New
US Bancorp
44
US Bancorp
Minnesota
$1.64M -$238K -34,056 -13%
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
$1.55M -$32.6K -4,675 -2%
SBIA
46
Sheaff Brock Investment Advisors
Indiana
$1.53M +$1.53M +218,518 New
BCM
47
Beck Capital Management
Texas
$1.49M +$254K +36,334 +21%
Creative Planning
48
Creative Planning
Kansas
$1.43M +$311K +44,526 +28%
Royal Bank of Canada
49
Royal Bank of Canada
Ontario, Canada
$1.41M -$1.66M -238,407 -54%
DVM
50
Dreman Value Management
Florida
$1.41M -$281K -40,269 -17%
1
2
3 4 5