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Prospect Capital
PSEC

Overview Fund Activity

239 hedge funds and large institutions have $301M invested in Prospect Capital in 2018 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 57 increasing their positions, 76 reducing their positions, and 31 closing their positions.

Holders
239
Holders Change
+15
Holders Change %
+6.7%
% of All Funds
5.33%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
52
Increased
57
Reduced
76
Closed
31
Calls
$7.79M
Puts
$39.6M
Net Calls
-$31.8M
Net Calls Change
-$10.5M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$37.2M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$11.9M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$6.78M
4
LSV Asset Management
4
LSV Asset Management
Illinois
$35.4M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$10.7M

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$1.02M
2
Invesco
2
Invesco
Georgia
$3.16M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.78M
4
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$11.2M
5
Deutsche Bank
5
Deutsche Bank
Germany
$3.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
CB
226
Community Bank
New York
$2K – – –
WDL
227
Well Done LLC
Michigan
$2K +$2K +250 New
CC
228
Claybrook Capital
Massachusetts
$2K +$2K +250 New
RFM
229
Royal Fund Management
Florida
$1K – – –
RIA
230
RPG Investment Advisory
California
$1K – – –
NSB
231
Norway Savings Bank
Maine
$1K – – –
CA
232
Claro Advisors
Massachusetts
$1K +$1K +132 New
WA
233
WealthTrust-Arizona
Arizona
$1K +$1K +200 New
GWMIA
234
Global Wealth Management Investment Advisory
Florida
$1K +$1K +228 New
CF
235
Centaurus Financial
California
$62 +$59 +369 +1,757%
OAM
236
Oxford Asset Management
United Kingdom
– -$3.64M -494,498 Closed
JFA
237
JNBA Financial Advisors
Minnesota
– -$513K -70,043 Closed
Tudor Investment Corp
238
Tudor Investment Corp
Connecticut
– -$436K -59,514 Closed
QIM
239
Quantitative Investment Management
Virginia
– -$288K -39,300 Closed
Balyasny Asset Management
240
Balyasny Asset Management
Illinois
– -$239K -32,634 Closed
Simplex Trading
241
Simplex Trading
Illinois
– -$235K -32,118 Closed
GFPC
242
Global Financial Private Capital
Florida
– -$223K -30,450 Closed
DWM
243
Destination Wealth Management
California
– -$195K -26,542 Closed
TU
244
TDAM USA
Ontario, Canada
– -$156K -22,500 Closed
VF
245
Virtu Financial
New York
– -$155K -21,130 Closed
PCIA
246
Prime Capital Investment Advisors
Kansas
– -$142K -19,340 Closed
RMCM
247
Reynders McVeigh Capital Management
Massachusetts
– -$137K -18,700 Closed
FRM
248
Fox Run Management
Connecticut
– -$133K -18,198 Closed
SW
249
SVB Wealth
Massachusetts
– -$132K -18,000 Closed
BCAM
250
Boston Common Asset Management
Massachusetts
– -$110K -15,048 Closed
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10
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