PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

222 hedge funds and large institutions have $457M invested in Prospect Capital in 2015 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 87 increasing their positions, 59 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
222
Holders Change
+3
Holders Change %
+1.37%
% of All Funds
5.92%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.19%
New
33
Increased
87
Reduced
59
Closed
29
Calls
$3.62M
Puts
$8.97M
Net Calls
-$5.36M
Net Calls Change
-$1.07M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$67.5M
2
MUSU
2
Mitsubishi UFJ Securities (USA)
New York
$8.86M
3
LPL Financial
3
LPL Financial
California
$14.7M
4
YMRC
4
Yorktown Management & Research Company
Virginia
$7.99M
5
SC
5
Selz Capital
New York
$8.51M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$111K
2
RCM
2
Rivernorth Capital Management
Florida
$705K
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
Citadel Advisors
4
Citadel Advisors
Florida
$4.93M
5
Invesco
5
Invesco
Georgia
$8.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
HT
226
HAP Trading
New York
– -$666K -80,600 Closed
EMG
227
Ellington Management Group
Connecticut
– -$645K -78,030 Closed
JG
228
Jefferies Group
New York
– -$606K -73,255 Closed
Two Sigma Advisers
229
Two Sigma Advisers
New York
– -$499K -60,439 Closed
PPA
230
Parametric Portfolio Associates
Washington
– -$366K -44,354 Closed
SAM
231
Silvercrest Asset Management
New York
– -$260K -31,500 Closed
PHS
232
Pekin Hardy Strauss
Illinois
– -$171K -20,722 Closed
HI
233
HBK Investments
Texas
– -$160K -19,400 Closed
BCM
234
Basso Capital Management
Connecticut
– -$147K -17,800 Closed
DTL
235
Dynamic Technology Lab
Singapore
– -$125K -15,101 Closed
Nuveen Asset Management
236
Nuveen Asset Management
Illinois
– -$124K -15,000 Closed
CFA
237
Camarda Financial Advisors
Florida
– -$113K -13,704 Closed
TH
238
Timber Hill
Connecticut
– -$103K -12,501 Closed
EGM
239
Engineers Gate Manager
New York
– -$102K -12,388 Closed
Jane Street
240
Jane Street
New York
– -$96K -11,562 Closed
AFM
241
Anson Funds Management
Texas
– -$93K -11,200 Closed
Allianz Asset Management
242
Allianz Asset Management
Germany
– -$63K -7,644 Closed
SF
243
Synovus Financial
Georgia
– -$53K -6,410 Closed
CCS
244
Crosspoint Capital Strategies
California
– -$37K -4,485 Closed
PG
245
PEAK6 Group
Illinois
– -$30K -3,642 Closed
MAS
246
Madden Advisory Services
Florida
– -$29K -3,548 Closed
SNT
247
Security National Trust
West Virginia
– -$17K -2,000 Closed
RFA
248
Reilly Financial Advisors
California
– -$2K -232 Closed
RC
249
RegentAtlantic Capital
New Jersey
– -$1.65K -200 Closed
6 7 8 9
10