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Principal Exchange-Traded Funds Principal US Small-Cap ETF

90 hedge funds and large institutions have $1.72B invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2026 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 49 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 14

100% more funds holding in top 10

Funds holding in top 10: 36 (+3)

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

13% more capital invested

Capital invested by funds: $1.53B → $1.72B (+$196M)

8% more funds holding

Funds holding: 8390 (+7)

2.78% less ownership

Funds ownership: 100.44%97.66% (-2.8%)

Holders
90
Holders Change
+7
Holders Change %
+8.43%
% of All Funds
1.11%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.07%
New
20
Increased
49
Reduced
14
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WAOTB
26
Wealth Advisors of Tampa Bay
Florida
$4.26M -$76.9K -1,293 -2%
ASN
27
Advisory Services Network
Georgia
$3.9M +$3.61M +60,711 +828%
KAS
28
Kestra Advisory Services
Texas
$3.87M +$3.33M +55,902 +479%
GWM
29
Greenwich Wealth Management
Connecticut
$3.81M +$1.39M +23,315 +54%
AWA
30
Arete Wealth Advisors
Illinois
$3.73M +$160K +2,693 +4%
3F
31
360 Financial
Minnesota
$3.03M -$95K -1,596 -3%
FZCM
32
Flynn Zito Capital Management
New York
$2.77M +$2.88M +48,333 New
Citadel Advisors
33
Citadel Advisors
Florida
$2.51M +$1.12M +18,850 +75%
NWA
34
Northwest Wealth Advisors
Washington
$2.16M +$269K +4,514 +14%
PAG
35
Private Advisor Group
New Jersey
$2.1M +$295K +4,961 +16%
CFD
36
Creative Financial Designs
Indiana
$2.02M -$341K -5,734 -14%
NA
37
NewEdge Advisors
Louisiana
$2.02M -$125K -2,093 -6%
IF
38
Integrity Financial
Wyoming
$1.88M +$13K +219 +0.7%
Goldman Sachs
39
Goldman Sachs
New York
$1.82M +$1.65M +27,781 +694%
WIP
40
WealthCare Investment Partners
Rhode Island
$1.63M +$657K +11,035 +65%
CIAS
41
Capital Investment Advisory Services
North Carolina
$1.6M +$274K +4,601 +20%
GF
42
GTS Financial
Minnesota
$1.53M +$1.87M +31,511 New
BIG
43
Brookwood Investment Group
Arizona
$1.38M +$410K +6,887 +40%
SPC
44
Sigma Planning Corp
Michigan
$1.29M +$71.5K +1,202 +6%
MML Investors Services
45
MML Investors Services
Massachusetts
$1.28M +$159K +2,672 +14%
RRA
46
Round Rock Advisors
Connecticut
$1.23M +$997K +16,753 +354%
Cambridge Investment Research Advisors
47
Cambridge Investment Research Advisors
Iowa
$1.19M +$192K +3,227 +18%
SWASL
48
Spartan Wealth Advisory Services LLC
Michigan
$1.18M +$1.22M +20,585 New
WP
49
Walleye Partners
Wisconsin
$1.17M +$1.21M +20,367 New
SAM
50
Smartleaf Asset Management
Massachusetts
$1.15M +$111K +1,864 +10%

PSC Hedge Fund Activity: Q1 2026 in Review

90 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q1 2026, worth a combined $1.72B — up 13% from $1.53B a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PSC positions and 11 closed out — a net gain of 9 holders — while 49 added to existing stakes and 14 trimmed.

The largest buyer was Principal Financial Group, adding an estimated $48.5M. The largest seller was Wealth Enhancement Advisory Services, cutting an estimated $21.5M.

  • 90 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q1 2026, up from 83 in Q4 2025.
  • Funds reported $1.72B of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q1 2026, up 13% quarter-over-quarter.
  • 20 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q1 2026 and 11 closed out, a net change of +9 holders.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q1 2026 was Principal Financial Group, an estimated $48.5M added.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q1 2026 was Wealth Enhancement Advisory Services, an estimated $21.5M sold.

Based on aggregated 13F filings for Q1 2026.