PREF icon

Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

111 hedge funds and large institutions have $892M invested in Principal Spectrum Preferred Securities Active ETF in 2025 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 52 increasing their positions, 28 reducing their positions, and 8 closing their positions.

Holders
111
Holders Change
+7
Holders Change %
+6.73%
% of All Funds
1.51%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.07%
New
17
Increased
52
Reduced
28
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PC
1
Permanens Capital
New York
$25.8M
2
IA
2
IFC Advisors
California
$51.9M
3
UBS Group
3
UBS Group
Switzerland
$132M
4
Bank of America
4
Bank of America
North Carolina
$173M
5
LPL Financial
5
LPL Financial
California
$39.4M

Top Sellers

1
WA
1
Whipplewood Advisors
Colorado
$407K
2
FZCM
2
Flynn Zito Capital Management
New York
$2.21M
3
PAG
3
Private Advisor Group
New Jersey
$3.98M
4
DIM
4
Delta Investment Management
California
$0
5
PCA
5
Pallas Capital Advisors
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PTC
101
Private Trust Company
Ohio
$63.8K -$14.9K -798 -19%
HNB
102
Huntington National Bank
Ohio
$51.3K -$44.7K – –
JPMorgan Chase & Co
103
JPMorgan Chase & Co
New York
$46.2K -$239K -12,803 -84%
ADL
104
Asset Dedication LLC
California
$33.3K +$33.3K +1,780 New
US Bancorp
105
US Bancorp
Minnesota
$29.9K – – –
CIBC Private Wealth Group
106
CIBC Private Wealth Group
Georgia
$27.5K -$21.3K -1,166 -44%
SPIA
107
Steward Partners Investment Advisory
New York
$25.1K +$25.1K +1,340 New
CIA
108
Cape Investment Advisory
Georgia
$10K -$1.65K -88 -14%
MHR
109
Matthew Hamilton Rosenberg
$9.26K – – –
LWANC
110
Laurel Wealth Advisors (North Carolina)
North Carolina
$3.46K – – –
Fidelity Investments
111
Fidelity Investments
Massachusetts
$608 +$608 +33 New
BNP Paribas Financial Markets
112
BNP Paribas Financial Markets
France
$561 -$3.63K -194 -87%
DIM
113
Delta Investment Management
California
– -$1.47M -78,860 Closed
PCA
114
Pallas Capital Advisors
Massachusetts
– -$1.15M -61,735 Closed
LWM
115
Laidlaw Wealth Management
New York
– -$747K -40,160 Closed
IAA
116
Independent Advisor Alliance
North Carolina
– -$434K -23,335 Closed
CBA
117
Coastal Bridge Advisors
Connecticut
– -$358K -19,214 Closed
BAM
118
Belpointe Asset Management
Nevada
– -$203K -10,969 Closed
Northwestern Mutual Wealth Management
119
Northwestern Mutual Wealth Management
Wisconsin
– -$18.6K -1,000 Closed
GWM
120
Geneos Wealth Management
Colorado
– -$14.8K -794 Closed
1 2 3 4
5