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Cape Investment Advisory’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Cape Investment Advisory’s Portfolio PREF Stock Details PREF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$19.3K Buy
+1,011
New +$19.2K 0.01% 705
2026
Q1 		– Sell
-1,030
Closed -$19.6K – 931
2025
Q4 		$19.6K Buy
+1,030
New +$19.6K 0.01% 616
2025
Q3 		– Sell
-453
Closed -$8.59K – 1097
2025
Q2 		$8.59K Sell
453
-82
-15% -$1.53K ﹤0.01% 659
2025
Q1 		$10K Sell
535
-88
-14% -$1.65K ﹤0.01% 601
2024
Q4 		$11.6K Buy
+623
New +$11.7K ﹤0.01% 552

Other funds holding PREF

B
Bensler Bellevue, Washington $1.13B AUM 38.91% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return
CIAS
Capital Investment Advisory Services Raleigh, North Carolina $1.62B AUM 27.01% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
FA
Fiduciary Alliance Greenville, South Carolina $1.48B AUM 24.99% 1-Year Est. Return
MPWT
MassMutual Private Wealth & Trust Windsor, Connecticut $3.87B AUM 24.64% 1-Year Est. Return
JWCA
J.W. Cole Advisors Tampa, Florida $5.83B AUM 32.38% 1-Year Est. Return
LA
LexAurum Advisors Overland Park, Kansas $866M AUM
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return
FCFC
First Citizens Financial Corp Mason City, Iowa $239M AUM 26.56% 1-Year Est. Return

Cape Investment Advisory's PREF Position: Q2 2026 in Review

Cape Investment Advisory opened a new position in Principal Spectrum Preferred Securities Active ETF (PREF) in Q2 2026: 1,011 shares worth $19.3K. The stake represents 0.01% of the portfolio and ranks #705 among its holdings. This is a return to the name: Cape Investment Advisory previously reported a position in PREF as recently as Q4 2025.

Cape Investment Advisory first reported a position in PREF in Q4 2024 and has held it in 5 quarters since. The position peaked at $19.6K in Q4 2025. 26 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

  • Cape Investment Advisory held 1,011 shares of Principal Spectrum Preferred Securities Active ETF worth $19.3K as of Q2 2026.
  • Principal Spectrum Preferred Securities Active ETF was a new Cape Investment Advisory position in Q2 2026.
  • Principal Spectrum Preferred Securities Active ETF made up 0.01% of Cape Investment Advisory's portfolio in Q2 2026, its #705 holding.
  • Cape Investment Advisory first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2024 and has held it in 5 quarters since.
  • Cape Investment Advisory's Principal Spectrum Preferred Securities Active ETF position peaked at $19.6K in Q4 2025.
  • 26 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Cape Investment Advisory's 13F filing for Q2 2026, filed 23 Jul 2026.