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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

92 hedge funds and large institutions have $732M invested in Principal Spectrum Preferred Securities Active ETF in 2024 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 47 increasing their positions, 24 reducing their positions, and 10 closing their positions.

Holders
92
Holders Change
–
Holders Change %
0%
% of All Funds
1.33%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
12
Increased
47
Reduced
24
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$150M
2
Morgan Stanley
2
Morgan Stanley
New York
$99.4M
3
BEI
3
Benjamin Edwards Inc
Missouri
$14M
4
LPL Financial
4
LPL Financial
California
$31.2M
5
UBS Group
5
UBS Group
Switzerland
$123M

Top Sellers

1
PCA
1
Pallas Capital Advisors
Massachusetts
$6.42M
2
CWG
2
Cornerstone Wealth Group
North Carolina
$0
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$4.82M
4
PS
4
Principal Securities
Iowa
$4.12M
5
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$21.5M
Name Market Value Shares Shares
Change 		Shares
Change %
ATC
51
Argent Trust Co
Tennessee
$967K 51,435 -667 -1%
FCFC
52
First Citizens Financial Corp
Iowa
$966K 51,339 -231 -0.4%
FFP
53
FourThought Financial Partners
Florida
$906K 48,184 +5,785 +14%
P
54
&Partners
Tennessee
$882K 46,872 +36,172 +338%
SRC
55
Sage Rhino Capital
California
$867K 46,105 -570 -1%
SAM
56
Smartleaf Asset Management
Massachusetts
$851K 45,179 +9,683 +27%
GRP
57
Global Retirement Partners
California
$811K 43,133 +1,246 +3%
CIAS
58
Capital Investment Advisory Services
North Carolina
$783K 41,610 +14,900 +56%
JPMorgan Chase & Co
59
JPMorgan Chase & Co
New York
$769K 40,903 +38,167 +1,395%
LWM
60
Laidlaw Wealth Management
New York
$736K 39,105 +1,853 +5%
Bank of New York Mellon
61
Bank of New York Mellon
New York
$693K 36,853 +2,058 +6%
SCM
62
Schnieders Capital Management
California
$689K 36,650 +36,650 New
KAS
63
Kestra Advisory Services
Texas
$687K 36,502 +5,061 +16%
PFP
64
Pinnacle Financial Partners
Tennessee
$685K 36,406 +1,471 +4%
WAP
65
Wealthcare Advisory Partners
Pennsylvania
$650K 34,580 +20,403 +144%
FFA
66
Farther Finance Advisors
California
$525K 27,924 +9,009 +48%
MFC
67
Mechanics Financial Corp
Ohio
$517K 27,508 – –
Cambridge Investment Research Advisors
68
Cambridge Investment Research Advisors
Iowa
$392K 20,815 -778 -4%
XF
69
XML Financial
Maryland
$383K 20,347 +237 +1%
JCM
70
Jacobi Capital Management
Pennsylvania
$381K 20,259 -407 -2%
LA
71
LexAurum Advisors
Kansas
$322K 17,093 +5,063 +42%
BPAMU
72
BTG Pactual Asset Management US
New York
$315K 16,762 +16,762 New
WC
73
Whitney & Co
New York
$263K 14,000 – –
EFG
74
Ehrlich Financial Group
California
$257K 13,644 +13,644 New
AFP
75
Alpha Financial Partners
Kentucky
$257K 13,644 +13,644 New
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