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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

66 hedge funds and large institutions have $360M invested in Principal Spectrum Preferred Securities Active ETF in 2023 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 30 increasing their positions, 21 reducing their positions, and 10 closing their positions.

Holders
66
Holders Change
-5
Holders Change %
-7.04%
% of All Funds
1.06%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
6
Increased
30
Reduced
21
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$89.2M
2
Morgan Stanley
2
Morgan Stanley
New York
$40.6M
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$12.7M
4
Wells Fargo
4
Wells Fargo
California
$22.1M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$11.9M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$74.1M
2
P
2
Pitcairn
Pennsylvania
$1.19M
3
Cerity Partners
3
Cerity Partners
New York
$4.61M
4
Jane Street
4
Jane Street
New York
$236K
5
IWA
5
IBEX Wealth Advisors
New Jersey
$0
Name Market Value Shares Shares
Change 		Shares
Change %
KAS
51
Kestra Advisory Services
Texas
$271K 15,922 -666 -4%
MPWT
52
MassMutual Private Wealth & Trust
Connecticut
$267K 15,727 -22,163 -58%
WC
53
Whitney & Co
New York
$248K 14,600 – –
Jane Street
54
Jane Street
New York
$236K 13,899 -269,106 -95%
DC
55
Davenport & Co
Virginia
$214K 12,624 -2,125 -14%
RJT
56
Raymond James Trust
Florida
$197K 11,580 – –
Carson Wealth (CWM LLC)
57
Carson Wealth (CWM LLC)
Nebraska
$161K 9,489 – –
First Manhattan
58
First Manhattan
New York
$102K 6,000 -6,000 -50%
PTC
59
Private Trust Company
Ohio
$56K 3,296 – –
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$33.4K 1,966 -1,250 -39%
IWP
61
IAG Wealth Partners
Wisconsin
$21.1K 1,239 – –
M
62
MOTCO
Texas
$19.2K 1,132 – –
BAM
63
Belpointe Asset Management
Nevada
$13.1K 773 – –
SPIA
64
Steward Partners Investment Advisory
New York
$7.65K 450 +450 New
Commonwealth Equity Services
65
Commonwealth Equity Services
Massachusetts
$5.02K 295,627 +22,724 +8%
Fidelity Investments
66
Fidelity Investments
Massachusetts
$17 1 +1 New
IWA
67
IBEX Wealth Advisors
New Jersey
– – -136,274 Closed
FT
68
Fiduciary Trust
Massachusetts
– – -101,651 Closed
AWS
69
AJ Wealth Strategies
New York
– – -98,140 Closed
Citadel Advisors
70
Citadel Advisors
Florida
– – -29,039 Closed
Creative Planning
71
Creative Planning
Kansas
– – -20,446 Closed
EH
72
Equitable Holdings
New York
– – -15,142 Closed
Rockefeller Capital Management
73
Rockefeller Capital Management
New York
– – -6,623 Closed
FGAM
74
Financial Gravity Asset Management
Texas
– – -17 Closed
IA
75
IFP Advisors
Florida
– – -15 Closed
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