PREF icon

Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

64 hedge funds and large institutions have $241M invested in Principal Spectrum Preferred Securities Active ETF in 2021 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 35 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
64
Holders Change
+8
Holders Change %
+14.29%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
12
Increased
35
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$22.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$31.1M
3
Bank of America
3
Bank of America
North Carolina
$42.5M
4
Bank of New York Mellon
4
Bank of New York Mellon
New York
$7.71M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$11.2M

Top Sellers

1
ARG
1
Advisory Resource Group
Oklahoma
$1.38M
2
OMC
2
Old Mission Capital
Illinois
$0
3
CWG
3
Cornerstone Wealth Group
North Carolina
$22.1M
4
3AM
4
3EDGE Asset Management
Florida
$0
5
TGAM
5
TBH Global Asset Management
Tennessee
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CIAS
51
Capital Investment Advisory Services
North Carolina
$236K 11,366 +1,606 +16%
FHC
52
First Heartland Consultants
Missouri
$222K 10,725 -280 -3%
Carson Wealth (CWM LLC)
53
Carson Wealth (CWM LLC)
Nebraska
$121K 5,815 – –
ACM
54
Anfield Capital Management
California
$81K 3,922 +3,922 New
HI
55
Harbour Investments
Wisconsin
$58K 2,775 +101 +4%
GRP
56
Global Retirement Partners
California
$57K 2,727 +17 +0.6%
SPIA
57
Steward Partners Investment Advisory
New York
$51K 2,458 – –
AWA
58
Arkadios Wealth Advisors
Georgia
$31K 1,531 – –
CFB
59
Cullen/Frost Bankers
Texas
$28K 1,366 +1,366 New
CWA
60
Core Wealth Advisors
Florida
$20K 973 +973 New
Rockefeller Capital Management
61
Rockefeller Capital Management
New York
$19K 922 +3 +0.3%
PNC Financial Services Group
62
PNC Financial Services Group
Pennsylvania
$16K 750 – –
PCA
63
Providence Capital Advisors
North Carolina
$6K 300 +300 New
FHA
64
First Horizon Advisors
Tennessee
$1K 63 – –
OMC
65
Old Mission Capital
Illinois
– – -70,029 Closed
3AM
66
3EDGE Asset Management
Florida
– – -30,660 Closed
TGAM
67
TBH Global Asset Management
Tennessee
– – -21,133 Closed
AIC
68
Ameritas Investment Company
Nebraska
– – -574 Closed
CFGS
69
Concourse Financial Group Securities
Alabama
– – – –
1 2
3