PCA
PREF icon

Providence Capital Advisors’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Providence Capital Advisors’s Portfolio PREF Stock Details PREF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q3 		– Sell
-300
Closed -$6K – 335
2021
Q2 		$6K Buy
+300
New +$6.17K ﹤0.01% 242

Other funds holding PREF

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
CWG
Cornerstone Wealth Group Huntersville, North Carolina $1.56B AUM 22.37% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
CCM
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Providence Capital Advisors's PREF Position: Q3 2021 in Review

Providence Capital Advisors sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q3 2021, closing a stake of 300 shares — an estimated $6K sold.

Providence Capital Advisors first reported a position in PREF in Q2 2021 and held it in 1 quarter. The position peaked at $6K in Q2 2021. 64 funds tracked by Wall St. Rank hold PREF as of Q3 2021.

  • Providence Capital Advisors reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q3 2021 after selling out during the quarter.
  • Providence Capital Advisors sold 300 Principal Spectrum Preferred Securities Active ETF shares in Q3 2021, an estimated $6K.
  • Providence Capital Advisors first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2021 and held it in 1 quarter.
  • Providence Capital Advisors's Principal Spectrum Preferred Securities Active ETF position peaked at $6K in Q2 2021.
  • 64 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q3 2021.

Based on Providence Capital Advisors's 13F filing for Q3 2021, filed 9 Nov 2021.