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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

33 hedge funds and large institutions have $69.9M invested in Principal Spectrum Preferred Securities Active ETF in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 0 closing their positions.

Holders
33
Holders Change
+9
Holders Change %
+37.5%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
13
Reduced
5
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
1
Jane Street
New York
$2.29M
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$809K
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$6.56M
4
LPL Financial
4
LPL Financial
California
$1.07M
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$640K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$11.8M
2
RIA
2
Realta Investment Advisors
Delaware
$142K
3
AG
3
Advisor Group
Arizona
$23K
4
PAG
4
Private Advisor Group
New Jersey
$1.31M
5
GRP
5
Global Retirement Partners
California
$56K
Name Market Value Shares Shares
Change 		Shares
Change %
CFA
26
Carroll Financial Associates
North Carolina
$129K 6,445 +1,020 +19%
Carson Wealth (CWM LLC)
27
Carson Wealth (CWM LLC)
Nebraska
$121K 29,075 – –
GRP
28
Global Retirement Partners
California
$56K 2,805 -195 -7%
WB
29
West Bancorporation
Iowa
$40K 2,000 +2,000 New
AG
30
Advisor Group
Arizona
$23K 1,165 -735 -39%
PFGIA
31
Patriot Financial Group Insurance Agency
Massachusetts
$13K 655 – –
Morgan Stanley
32
Morgan Stanley
New York
$10K 500 – –
BFEC
33
Benjamin F. Edwards & Company
Missouri
$6K 280 – –
CFGS
34
Concourse Financial Group Securities
Alabama
– – – –
1
2