PFX icon

PhenixFIN
PFX

Overview Fund Activity

106 hedge funds and large institutions have $277M invested in PhenixFIN in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 56 increasing their positions, 24 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
106
Holders Change
-13
Holders Change %
-10.92%
% of All Funds
3.05%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.12%
New
17
Increased
56
Reduced
24
Closed
30
Calls
$222K
Puts
$1.1M
Net Calls
-$875K
Net Calls Change
-$432K

Top Buyers

1
U
1
UBS
Switzerland
$21.3M
2
AllianceBernstein
2
AllianceBernstein
Tennessee
$6.38M
3
AAM
3
Advisors Asset Management
Colorado
$17.3M
4
CS
4
Credit Suisse
Switzerland
$6.13M
5
Morgan Stanley
5
Morgan Stanley
New York
$6.92M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
ClearBridge Investments
2
ClearBridge Investments
New York
$17.4M
3
State Street
3
State Street
Massachusetts
$2.22M
4
BIT
4
BlackRock Institutional Trust
California
$0
5
PI
5
Putnam Investments
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
NFC
76
Northeast Financial Consultants
Connecticut
$248K +$248K +950 New
Bank of New York Mellon
77
Bank of New York Mellon
New York
$241K -$1.84M -7,054 -88%
Stifel Financial
78
Stifel Financial
Missouri
$225K -$124K -474 -36%
Bank of Montreal
79
Bank of Montreal
Ontario, Canada
$225K +$15.7K +60 +8%
AIM
80
Allen Investment Management
New York
$205K +$205K +783 New
MIAN
81
Mariner Independent Advisor Network
Kansas
$181K +$181K +692 New
MFS
82
MSI Financial Services
Massachusetts
$180K +$23.8K +91 +15%
Citigroup
83
Citigroup
New York
$175K -$94.6K -361 -35%
WS
84
Wedbush Securities
California
$173K +$21.7K +83 +14%
WA
85
WFG Advisors
Texas
$166K +$76.9K +295 +86%
PG
86
PEAK6 Group
Illinois
$159K +$76K +291 +92%
PAM
87
Panagora Asset Management
Massachusetts
$157K – – –
PCM
88
Prelude Capital Management
New York
$124K – – –
Citadel Advisors
89
Citadel Advisors
Florida
$113K -$92.2K -354 -45%
IPC
90
Independent Portfolio Consultants
Florida
$94K +$94K +358 New
NES
91
New England Securities
New York
$78K +$11.8K +45 +18%
MAA
92
Managed Account Advisors
New Jersey
$49K -$6.52K -25 -12%
Creative Planning
93
Creative Planning
Kansas
$42K +$3.11K +12 +8%
FNBT
94
FineMark National Bank & Trust
Florida
$26K – – –
CTC
95
Central Trust Company
Missouri
$26K – – –
WTC
96
WhitTier Trust Company
Nevada
$24K – – –
WA
97
Waverly Advisors
Alabama
$19K – – –
SNT
98
Security National Trust
West Virginia
$18K +$18K +70 New
GGPS
99
Gary Goldberg Planning Services
New York
$13K – – –
OIA
100
Optimum Investment Advisors
Illinois
$7K +$2.59K +10 +59%
2 3
4
5 6