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PhenixFIN

99 hedge funds and large institutions have $140M invested in PhenixFIN in 2015 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 32 increasing their positions, 36 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 10

8% more funds holding

Funds holding: 9299 (+7)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.07% less ownership

Funds ownership: 1.7%1.62% (-0.07%)

11% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 36

20% less capital invested

Capital invested by funds: $175M → $140M (-$35.1M)

98% less call options, than puts

Call options by funds: $1K | Put options by funds: $62K

Holders
99
Holders Change
+7
Holders Change %
+7.61%
% of All Funds
2.76%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
17
Increased
32
Reduced
36
Closed
10
Calls
$1K
Puts
$62K
Net Calls
-$61K
Net Calls Change
+$4K
Name Holding Trade Value Shares
Change
Change in
Stake
AWA
51
Arete Wealth Advisors
Illinois
$261K +$68.1K +400 +30%
NFC
52
Northeast Financial Consultants
Connecticut
$237K -$196K -1,150 -42%
TC
53
TFS Capital
Pennsylvania
$233K +$267K +1,567 New
AWCI
54
Alpine Woods Capital Investors
New York
$223K
CC
55
Caxton Corporation
New Jersey
$216K -$25.4K -149 -9%
Citadel Advisors
56
Citadel Advisors
Florida
$210K +$193K +1,136 +407%
CIBC World Market
57
CIBC World Market
Ontario, Canada
$205K -$63.9K -375 -21%
WS
58
Wedbush Securities
California
$189K -$8.51K -50 -4%
State Street
59
State Street
Massachusetts
$188K
Bank of Montreal
60
Bank of Montreal
Ontario, Canada
$186K -$23K -135 -10%
ACM
61
Avalon Capital Management
California
$175K +$201K +1,178 New
MIAN
62
Mariner Independent Advisor Network
Kansas
$171K -$51.1K -300 -21%
MFS
63
MSI Financial Services
Massachusetts
$142K +$13.1K +77 +9%
PAG
64
Private Advisor Group
New Jersey
$134K -$127K -748 -45%
DC
65
Davenport & Co
Virginia
$112K +$17K +100 +15%
CIA
66
Capital Investment Advisors
Georgia
$112K
CPIG
67
Chicago Partners Investment Group
Illinois
$108K -$263K -1,543 -68%
VKH
68
Virtu KCG Holdings
New York
$108K +$18.7K +110 +18%
WEC
69
Winslow Evans & Crocker
Massachusetts
$100K -$2.55K -15 -2%
BTS
70
BB&T Securities
Virginia
$99K -$3.23K -19 -3%
AL
71
Airain Ltd
Guernsey
$99K +$113K +663 New
CSS
72
Cubist Systematic Strategies
Connecticut
$92K +$106K +621 New
SIC
73
Salem Investment Counselors
North Carolina
$91K -$8.51K -50 -8%
VFA
74
Voya Financial Advisors
Connecticut
$90K -$2.73K -16 -3%
Creative Planning
75
Creative Planning
Kansas
$90K

PFX Hedge Fund Activity: Q3 2015 in Review

99 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q3 2015, worth a combined $140M — down 20% from $175M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PFX positions and 10 closed out — a net gain of 7 holders — while 32 added to existing stakes and 36 trimmed.

The largest buyer was AllianceBernstein, adding an estimated $2.71M. The largest seller was Invesco, cutting an estimated $7.15M.

  • 99 institutional investors held PhenixFIN (PFX) as of Q3 2015, up from 92 in Q2 2015.
  • Funds reported $140M of PhenixFIN stock for Q3 2015, down 20% quarter-over-quarter.
  • 17 funds opened new PhenixFIN positions in Q3 2015 and 10 closed out, a net change of +7 holders.
  • The largest PhenixFIN buyer in Q3 2015 was AllianceBernstein, an estimated $2.71M added.
  • The largest PhenixFIN seller in Q3 2015 was Invesco, an estimated $7.15M sold.

Based on aggregated 13F filings for Q3 2015.