Alpine Woods Capital Investors’s PhenixFIN PFX Stock Holding History

Alpine Woods Capital Investors’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-1,400	Closed	-$146K	–	428
2017 Q4	$146K	Buy	1,400 +150	+12%	+$17.1K	0.01%	427
2017 Q3	$149K	Buy	+1,250	New	+$155K	0.01%	435
2015 Q4	–	Sell	-1,500	Closed	-$223K	–	477
2015 Q3	$223K	Hold	1,500	–	–	0.01%	434
2015 Q2	$267K	Hold	1,500	–	–	0.01%	401
2015 Q1	$275K	Hold	1,500	–	–	0.01%	395
2014 Q4	$277K	Buy	+1,500	New	+$326K	0.01%	389

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

RAM

Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Rational Advisors Huntington, New York $980M AUM 9.86% 1-Year Est. Return

Alpine Woods Capital Investors's PFX Position: Q1 2018 in Review

Alpine Woods Capital Investors sold out of PhenixFIN (PFX) in Q1 2018, closing a stake of 1,400 shares — an estimated $146K sold.

Alpine Woods Capital Investors first reported a position in PFX in Q4 2014 and held it in 6 quarters. The position peaked at $277K in Q4 2014. 79 funds tracked by Wall St. Rank hold PFX as of Q1 2018.

Alpine Woods Capital Investors reported no remaining PhenixFIN position as of Q1 2018 after selling out during the quarter.
Alpine Woods Capital Investors sold 1,400 PhenixFIN shares in Q1 2018, an estimated $146K.
Alpine Woods Capital Investors first reported a position in PhenixFIN in Q4 2014 and held it in 6 quarters.
Alpine Woods Capital Investors's PhenixFIN position peaked at $277K in Q4 2014.
79 funds tracked by Wall St. Rank held PhenixFIN as of Q1 2018.

Based on Alpine Woods Capital Investors's 13F filing for Q1 2018, filed 9 May 2018.