Voya Financial Advisors’s PhenixFIN PFX Stock Holding History

Voya Financial Advisors’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-548	Closed	-$84K	–	467
2016 Q3	$84K	Sell	548 -19	-3%	-$2.82K	0.01%	426
2016 Q2	$75K	Hold	567	–	–	0.01%	401
2016 Q1	$74K	Sell	567 -20	-3%	-$2.56K	0.01%	376
2015 Q4	$88K	Sell	587 -23	-4%	-$3.51K	0.01%	354
2015 Q3	$90K	Sell	610 -16	-3%	-$2.73K	0.02%	313
2015 Q2	$113K	Sell	626 -19	-3%	-$3.49K	0.02%	316
2015 Q1	$119K	Buy	+645	New	+$120K	0.02%	318

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ironsides Partners Boston, Massachusetts $27.7M AUM 1.11% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

WHI

William Harris Investors Chicago, Illinois $347M AUM 3.53% 1-Year Est. Return

Voya Financial Advisors's PFX Position: Q4 2016 in Review

Voya Financial Advisors sold out of PhenixFIN (PFX) in Q4 2016, closing a stake of 548 shares — an estimated $84K sold.

Voya Financial Advisors first reported a position in PFX in Q1 2015 and held it in 7 quarters. The position peaked at $119K in Q1 2015. 106 funds tracked by Wall St. Rank hold PFX as of Q4 2016.

Voya Financial Advisors reported no remaining PhenixFIN position as of Q4 2016 after selling out during the quarter.
Voya Financial Advisors sold 548 PhenixFIN shares in Q4 2016, an estimated $84K.
Voya Financial Advisors first reported a position in PhenixFIN in Q1 2015 and held it in 7 quarters.
Voya Financial Advisors's PhenixFIN position peaked at $119K in Q1 2015.
106 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2016.

Based on Voya Financial Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.