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PhenixFIN

54 hedge funds and large institutions have $42.5M invested in PhenixFIN in 2019 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 13 increasing their positions, 22 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more capital invested

Capital invested by funds: $37.4M → $42.5M (+$5.02M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0.04% less ownership

Funds ownership: 1.29%1.25% (-0.04%)

10% less funds holding

Funds holding: 6054 (-6)

41% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 22

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

Holders
54
Holders Change
-6
Holders Change %
-10%
% of All Funds
1.17%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
2
Increased
13
Reduced
22
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AFP
26
Ausdal Financial Partners
Iowa
$155K
D.E. Shaw & Co
27
D.E. Shaw & Co
New York
$155K +$105K +1,672 +203%
CSS
28
Cubist Systematic Strategies
Connecticut
$150K
DAL
29
David A. Lorber
$130K +$626 +10 +0.5%
CGA
30
Crescent Grove Advisors
Illinois
$124K
MAA
31
Mraz Amerine & Associates
California
$108K -$1.81K -29 -2%
AG
32
Advisor Group
Arizona
$105K -$50.1K -801 -32%
SI
33
Stephens Inc
Arkansas
$84K +$12.5K +200 +17%
SPC
34
Sigma Planning Corp
Michigan
$83K -$688 -11 -0.8%
RJA
35
Raymond James & Associates
Florida
$62K
NL
36
NWAM LLC
Washington
$61K
Stifel Financial
37
Stifel Financial
Missouri
$60K +$3.69K +59 +6%
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$53K -$24.8K -396 -32%
Two Sigma Advisers
39
Two Sigma Advisers
New York
$51K -$6.57K -105 -11%
Canada Life
40
Canada Life
Manitoba, Canada
$51K
Tudor Investment Corp
41
Tudor Investment Corp
Connecticut
$47K -$2.94K -47 -6%
WP
42
WealthPLAN Partners
Nebraska
$44K
TRCT
43
Tower Research Capital (TRC)
New York
$34K +$9.01K +144 +35%
CIBC World Market
44
CIBC World Market
Ontario, Canada
$33K -$3.44K -55 -9%
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$31K +$3K +48 +11%
JP Morgan Chase
46
JP Morgan Chase
New York
$28K -$95K -1,519 -77%
Wells Fargo
47
Wells Fargo
California
$27K +$4.07K +65 +18%
Bank of America
48
Bank of America
North Carolina
$13K -$204K -3,262 -94%
WEC
49
Winslow Evans & Crocker
Massachusetts
$12K
Bessemer Group
50
Bessemer Group
New Jersey
$6K

PFX Hedge Fund Activity: Q1 2019 in Review

54 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q1 2019, worth a combined $42.5M — up 13% from $37.4M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of PFX and 2 opened new positions — a net loss of 6 holders — while 22 trimmed existing stakes and 13 added.

The largest buyer was Highland Capital Management (Texas), opening a new position worth an estimated $1.05M. The largest seller was FrontFour Capital Group, cutting an estimated $1.16M.

  • 54 institutional investors held PhenixFIN (PFX) as of Q1 2019, down from 60 in Q4 2018.
  • Funds reported $42.5M of PhenixFIN stock for Q1 2019, up 13% quarter-over-quarter.
  • 2 funds opened new PhenixFIN positions in Q1 2019 and 8 closed out, a net change of -6 holders.
  • The largest PhenixFIN buyer in Q1 2019 was Highland Capital Management (Texas), an estimated $1.05M added.
  • The largest PhenixFIN seller in Q1 2019 was FrontFour Capital Group, an estimated $1.16M sold.

Based on aggregated 13F filings for Q1 2019.