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PhenixFIN

71 hedge funds and large institutions have $48.3M invested in PhenixFIN in 2018 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 34 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.09% less ownership

Funds ownership: 1.36%1.27% (-0.09%)

10% less funds holding

Funds holding: 7971 (-8)

18% less capital invested

Capital invested by funds: $59.1M → $48.3M (-$10.8M)

56% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 34

58% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 12

93% less call options, than puts

Call options by funds: $19K | Put options by funds: $275K

Holders
71
Holders Change
-8
Holders Change %
-10.13%
% of All Funds
1.63%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
5
Increased
15
Reduced
34
Closed
12
Calls
$19K
Puts
$275K
Net Calls
-$256K
Net Calls Change
+$53K
Name Holding Trade Value Shares
Change
Change in
Stake
Mackenzie Financial
26
Mackenzie Financial
Ontario, Canada
$272K
LPL Financial
27
LPL Financial
California
$265K -$14K -184 -5%
EVM
28
Eaton Vance Management
Massachusetts
$259K -$284K -3,725 -50%
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$259K +$62.9K +826 +28%
VF
30
Virtu Financial
New York
$228K +$177K +2,326 +244%
AG
31
Advisor Group
Arizona
$226K -$72.8K -957 -23%
RJA
32
Raymond James & Associates
Florida
$187K +$205K +2,692 New
CSS
33
Cubist Systematic Strategies
Connecticut
$179K -$2.51K -33 -1%
AFP
34
Ausdal Financial Partners
Iowa
$172K
CGA
35
Crescent Grove Advisors
Illinois
$138K
MAA
36
Mraz Amerine & Associates
California
$123K +$60.5K +795 +82%
Two Sigma Advisers
37
Two Sigma Advisers
New York
$106K
PI
38
PineBridge Investments
New York
$98K -$14.8K -194 -12%
Citadel Advisors
39
Citadel Advisors
Florida
$96K +$35.4K +465 +51%
SPC
40
Sigma Planning Corp
Michigan
$95K -$3.2K -42 -3%
JP Morgan Chase
41
JP Morgan Chase
New York
$95K +$93.7K +1,231 +899%
SI
42
Stephens Inc
Arkansas
$93K -$7.99K -105 -7%
Stifel Financial
43
Stifel Financial
Missouri
$93K +$58.8K +772 +138%
WP
44
WealthPLAN Partners
Nebraska
$77K +$28.1K +369 +50%
D.E. Shaw & Co
45
D.E. Shaw & Co
New York
$76K -$46.8K -615 -36%
Janney Montgomery Scott
46
Janney Montgomery Scott
Pennsylvania
$70K -$637K -8,371 -89%
NL
47
NWAM LLC
Washington
$68K
Wolverine Trading
48
Wolverine Trading
Illinois
$62K
KM
49
Kalos Management
Georgia
$57K
Royal Bank of Canada
50
Royal Bank of Canada
Ontario, Canada
$55K -$405K -5,319 -87%

PFX Hedge Fund Activity: Q2 2018 in Review

71 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q2 2018, worth a combined $48.3M — down 18% from $59.1M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PFX and 5 opened new positions — a net loss of 7 holders — while 34 trimmed existing stakes and 15 added.

The largest buyer was Greenwich Investment Management, opening a new position worth an estimated $720K. The largest seller was PVG Asset Management, cutting an estimated $1.32M.

  • 71 institutional investors held PhenixFIN (PFX) as of Q2 2018, down from 79 in Q1 2018.
  • Funds reported $48.3M of PhenixFIN stock for Q2 2018, down 18% quarter-over-quarter.
  • 5 funds opened new PhenixFIN positions in Q2 2018 and 12 closed out, a net change of -7 holders.
  • The largest PhenixFIN buyer in Q2 2018 was Greenwich Investment Management, an estimated $720K added.
  • The largest PhenixFIN seller in Q2 2018 was PVG Asset Management, an estimated $1.32M sold.

Based on aggregated 13F filings for Q2 2018.