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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

73 hedge funds and large institutions have $89.9M invested in PennantPark Floating Rate Capital in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 24 increasing their positions, 27 reducing their positions, and 4 closing their positions.

Holders
73
Holders Change
+5
Holders Change %
+7.35%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
24
Reduced
27
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PC
1
Polar Capital
United Kingdom
$5.52M
2
Morgan Stanley
2
Morgan Stanley
New York
$8.54M
3
FCH
3
Freestone Capital Holdings
Washington
$826K
4
CIM
4
Confluence Investment Management
Missouri
$1.77M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$720K

Top Sellers

1
GP
1
GLG Partners
United Kingdom
$1.46M
2
CS
2
Credit Suisse
Switzerland
$2.49M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$396K
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$635K
5
UBS AM
5
UBS AM
Illinois
$1.61M
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
51
Citigroup
New York
$185K -$17.9K -1,539 -9%
CIBC World Market
52
CIBC World Market
Ontario, Canada
$144K -$14.3K -1,218 -9%
Bank of America
53
Bank of America
North Carolina
$140K +$120K +10,265 +602%
Goldman Sachs
54
Goldman Sachs
New York
$132K +$132K +11,241 New
Royal Bank of Canada
55
Royal Bank of Canada
Ontario, Canada
$123K +$512 +44 +0.4%
AIG
56
American International Group
New York
$103K -$8.37K -710 -8%
Northwestern Mutual Wealth Management
57
Northwestern Mutual Wealth Management
Wisconsin
$77K +$77K +6,601 New
JC
58
JBF Capital
Colorado
$73K – – –
GWM
59
Geneos Wealth Management
Colorado
$73K +$73K +6,200 New
Creative Planning
60
Creative Planning
Kansas
$69K -$18.4K -1,581 -21%
Envestnet Asset Management
61
Envestnet Asset Management
Illinois
$65K -$5.6K -481 -8%
PI
62
PineBridge Investments
New York
$38K +$921 +78 +2%
MFS
63
MSI Financial Services
Massachusetts
$23K – – –
EWM
64
Edge Wealth Management
New York
$23K – – –
ST
65
Sphinx Trading
Illinois
$20K – – –
Deutsche Bank
66
Deutsche Bank
Germany
$16K -$177K -15,581 -92%
FWM
67
Focused Wealth Management
New York
$9K – – –
AP
68
Atwood & Palmer
Missouri
$7K – – –
WRM
69
Westport Resources Management
Connecticut
$6K -$19.3K -1,605 -76%
PMFA
70
Plante Moran Financial Advisors
Michigan
$3K +$3K +243 New
KF
71
Krilogy Financial
Missouri
$1K – – –
DLHL
72
Donald L. Hagan LLC
Florida
$1K +$1K +128 New
PCM
73
Penserra Capital Management
California
$3 +$3 +281 New
TC
74
TFS Capital
Pennsylvania
– -$192K -17,086 Closed
PCM
75
Prelude Capital Management
New York
– -$56K -5,000 Closed
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