We are live on ! Find out more
PFLT icon

PennantPark Floating Rate Capital

73 hedge funds and large institutions have $89.9M invested in PennantPark Floating Rate Capital in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 24 increasing their positions, 27 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

9% more capital invested

Capital invested by funds: $82.3M → $89.9M (+$7.56M)

7% more funds holding

Funds holding: 6873 (+5)

11% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 27

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
73
Holders Change
+5
Holders Change %
+7.35%
% of All Funds
1.95%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
24
Reduced
27
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
51
Citigroup
New York
$185K -$17.1K -1,539 -9%
CIBC World Market
52
CIBC World Market
Ontario, Canada
$144K -$13.6K -1,218 -9%
Bank of America
53
Bank of America
North Carolina
$140K +$114K +10,265 +602%
Goldman Sachs
54
Goldman Sachs
New York
$132K +$125K +11,241 New
Royal Bank of Canada
55
Royal Bank of Canada
Ontario, Canada
$123K +$490 +44 +0.4%
AIG
56
American International Group
New York
$103K -$7.9K -710 -8%
Northwestern Mutual Wealth Management
57
Northwestern Mutual Wealth Management
Wisconsin
$77K +$73.4K +6,601 New
JC
58
JBF Capital
Colorado
$73K
GWM
59
Geneos Wealth Management
Colorado
$73K +$69K +6,200 New
Creative Planning
60
Creative Planning
Kansas
$69K -$17.6K -1,581 -21%
Envestnet Asset Management
61
Envestnet Asset Management
Illinois
$65K -$5.35K -481 -8%
PI
62
PineBridge Investments
New York
$38K +$868 +78 +2%
EWM
63
Edge Wealth Management
New York
$23K
MFS
64
MSI Financial Services
Massachusetts
$23K
ST
65
Sphinx Trading
Illinois
$20K
Deutsche Bank
66
Deutsche Bank
Germany
$16K -$173K -15,581 -92%
FWM
67
Focused Wealth Management
New York
$9K
AP
68
Atwood & Palmer
Missouri
$7K
WRM
69
Westport Resources Management
Connecticut
$6K -$17.9K -1,605 -76%
PMFA
70
Plante Moran Financial Advisors
Michigan
$3K +$2.7K +243 New
KF
71
Krilogy Financial
Missouri
$1K
DLHL
72
Donald L. Hagan LLC
Florida
$1K +$1.42K +128 New
PCM
73
Penserra Capital Management
California
$3 +$3.13K +281 New
TC
74
TFS Capital
Pennsylvania
-$192K -17,086 Closed
PCM
75
Prelude Capital Management
New York
-$56K -5,000 Closed

PFLT Hedge Fund Activity: Q1 2016 in Review

73 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2016, worth a combined $89.9M — up 9.2% from $82.3M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PFLT positions and 4 closed out — a net gain of 5 holders — while 24 added to existing stakes and 27 trimmed.

The largest buyer was Polar Capital, adding an estimated $1.74M. The largest seller was GLG Partners, cutting an estimated $2.3M.

  • 73 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2016, up from 68 in Q4 2015.
  • Funds reported $89.9M of PennantPark Floating Rate Capital stock for Q1 2016, up 9.2% quarter-over-quarter.
  • 9 funds opened new PennantPark Floating Rate Capital positions in Q1 2016 and 4 closed out, a net change of +5 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2016 was Polar Capital, an estimated $1.74M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2016 was GLG Partners, an estimated $2.3M sold.

Based on aggregated 13F filings for Q1 2016.