Sphinx Trading’s PennantPark Floating Rate Capital PFLT Stock Holding History

Sphinx Trading’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$13K	Hold	1,000	–	–	0.01%	130
2021 Q3	$13K	Buy	+1,000	New	+$13K	0.01%	127
2016 Q4	$14K	Hold	1,000	–	–	0.03%	85
2016 Q3	$13K	Sell	1,000 -700	-41%	-$9K	0.03%	87
2016 Q2	$21K	Hold	1,700	–	–	0.04%	93
2016 Q1	$20K	Hold	1,700	–	–	0.04%	96
2015 Q4	$19K	Sell	1,700 -2,102	-55%	-$24.6K	0.03%	112
2015 Q3	$45K	Buy	+3,802	New	+$49.5K	0.05%	87

Other funds holding PFLT

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Sphinx Trading's PFLT Position: Q4 2021 in Review

Sphinx Trading held its PennantPark Floating Rate Capital (PFLT) position steady in Q4 2021 at 1,000 shares worth $13K. The position accounts for 0.01% of the portfolio, ranked #130.

Sphinx Trading first reported a position in PFLT in Q3 2015 and has held it in 8 quarters since. The position peaked at $45K in Q3 2015. 84 funds tracked by Wall St. Rank hold PFLT as of Q4 2021.

Sphinx Trading held 1,000 shares of PennantPark Floating Rate Capital worth $13K as of Q4 2021.
Sphinx Trading left its PennantPark Floating Rate Capital share count unchanged in Q4 2021.
PennantPark Floating Rate Capital made up 0.01% of Sphinx Trading's portfolio in Q4 2021, its #130 holding.
Sphinx Trading first reported a position in PennantPark Floating Rate Capital in Q3 2015 and has held it in 8 quarters since.
Sphinx Trading's PennantPark Floating Rate Capital position peaked at $45K in Q3 2015.
84 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q4 2021.

Based on Sphinx Trading's 13F filing for Q4 2021, filed 31 Jan 2022.