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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

97 hedge funds and large institutions have $170M invested in PennantPark Floating Rate Capital in 2018 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 27 increasing their positions, 32 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
97
Holders Change
+8
Holders Change %
+8.99%
% of All Funds
2.16%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
23
Increased
27
Reduced
32
Closed
15
Calls
$4K
Puts
$16K
Net Calls
-$12K
Net Calls Change
-$14K

Top Buyers

1
AM
1
Ares Management
California
$9.67M
2
LCP
2
LGT Capital Partners
Switzerland
$11.8M
3
BRWM
3
B. Riley Wealth Management
Tennessee
$2.22M
4
PA
4
PFG Advisors
Arizona
$1.96M
5
CCM
5
Castine Capital Management
Massachusetts
$1.43M

Top Sellers

1
BRF
1
B. Riley Financial
California
$0
2
TYCC
2
Texas Yale Capital Corp
Florida
$0
3
UBS Group
3
UBS Group
Switzerland
$8.2M
4
Stifel Financial
4
Stifel Financial
Missouri
$2.65M
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$5.21M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIM
26
Confluence Investment Management
Missouri
$1.6M +$577K +49,843 +56%
CCM
27
Castine Capital Management
Massachusetts
$1.43M +$1.43M +123,200 New
HighTower Advisors
28
HighTower Advisors
Illinois
$1.42M +$4.89K +423 +0.3%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$1.42M +$510K +44,060 +56%
AR
30
Advisory Research
Illinois
$1.36M -$217K -18,752 -14%
TFCM
31
Taylor Frigon Capital Management
Arizona
$1.29M +$16.3K +1,408 +1%
SMDAM
32
Sumitomo Mitsui DS Asset Management
Japan
$1.26M -$203K -17,574 -14%
MCM
33
McKinley Capital Management
Alaska
$1.19M -$67.6K -5,840 -5%
Wells Fargo
34
Wells Fargo
California
$1.14M -$53.2K -4,598 -4%
CL
35
CSS LLC
Illinois
$1.11M – – –
KCM
36
Kennedy Capital Management
Missouri
$1.1M +$1.1M +95,350 New
MCM
37
Monument Capital Management
Virginia
$1.09M +$74.5K +6,441 +7%
RIG
38
Roosevelt Investment Group
New York
$1.07M +$1.07M +92,687 New
FCH
39
Freestone Capital Holdings
Washington
$1.05M +$64K +5,529 +7%
GC
40
Guggenheim Capital
Illinois
$969K -$35.9K -3,108 -4%
Arrowstreet Capital
41
Arrowstreet Capital
Massachusetts
$829K +$829K +71,680 New
SCM
42
Shelton Capital Management
Colorado
$798K – – –
P
43
&Partners
Tennessee
$693K +$693K +59,931 New
YCM
44
Yakira Capital Management
Connecticut
$629K – – –
OIA
45
Optimum Investment Advisors
Illinois
$585K -$10.3K -889 -2%
WA
46
Wambolt & Associates
Colorado
$514K +$514K +44,400 New
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$415K +$415K +35,883 New
WS
48
Wedbush Securities
California
$398K +$10.7K +925 +3%
D.E. Shaw & Co
49
D.E. Shaw & Co
New York
$395K -$21.5K -1,856 -5%
JPMorgan Chase & Co
50
JPMorgan Chase & Co
New York
$389K -$105K -9,136 -21%
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