Roosevelt Investment Group’s PennantPark Floating Rate Capital PFLT Stock Holding History

Roosevelt Investment Group’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	$432K	Sell	44,993 -893	-2%	-$10.7K	0.03%	188
2022 Q2	$527K	Sell	45,886 -3,154	-6%	-$39.1K	0.04%	173
2022 Q1	$663K	Sell	49,040 -51	-0.1%	-$667	0.04%	169
2021 Q4	$627K	Sell	49,091 -21,379	-30%	-$281K	0.03%	172
2021 Q3	$901K	Sell	70,470 -14,902	-17%	-$193K	0.06%	134
2021 Q2	$1.09M	Hold	85,372	–	–	0.07%	122
2021 Q1	$1.01M	Sell	85,372 -460	-0.5%	-$5.38K	0.07%	128
2020 Q4	$904K	Sell	85,832 -6,953	-7%	-$65.8K	0.06%	129
2020 Q3	$783K	Sell	92,785 -3,100	-3%	-$26.2K	0.06%	125
2020 Q2	$805K	Sell	95,885 -385	-0.4%	-$2.83K	0.08%	81
2020 Q1	$468K	Sell	96,270 -5,103	-5%	-$53.4K	0.05%	92
2019 Q4	$1.24M	Sell	101,373 -10,724	-10%	-$127K	0.13%	58
2019 Q3	$1.3M	Buy	112,097 +18,442	+20%	+$214K	0.15%	55
2019 Q2	$1.08M	Buy	93,655 +660	+0.7%	+$8.14K	0.13%	60
2019 Q1	$1.19M	Buy	92,995 +308	+0.3%	+$3.95K	0.15%	61
2018 Q4	$1.07M	Buy	+92,687	New	+$1.17M	0.12%	93

Other funds holding PFLT

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Roosevelt Investment Group's PFLT Position: Q3 2022 in Review

Roosevelt Investment Group reduced its PennantPark Floating Rate Capital (PFLT) stake by 1.9% in Q3 2022, selling an estimated $10.7K and leaving 44,993 shares worth $432K. The position accounts for 0.03% of the portfolio, ranked #188.

Roosevelt Investment Group first reported a position in PFLT in Q4 2018 and has held it in 16 quarters since. The position peaked at $1.3M in Q3 2019. 93 funds tracked by Wall St. Rank hold PFLT as of Q3 2022.

Roosevelt Investment Group held 44,993 shares of PennantPark Floating Rate Capital worth $432K as of Q3 2022.
Roosevelt Investment Group sold 893 PennantPark Floating Rate Capital shares in Q3 2022, an estimated $10.7K.
PennantPark Floating Rate Capital made up 0.03% of Roosevelt Investment Group's portfolio in Q3 2022, its #188 holding.
Roosevelt Investment Group first reported a position in PennantPark Floating Rate Capital in Q4 2018 and has held it in 16 quarters since.
Roosevelt Investment Group's PennantPark Floating Rate Capital position peaked at $1.3M in Q3 2019.
93 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q3 2022.

Based on Roosevelt Investment Group's 13F filing for Q3 2022, filed 19 Oct 2022.