We are live on ! Find out more
PFLT icon

PennantPark Floating Rate Capital
PFLT

70 hedge funds and large institutions have $109M invested in PennantPark Floating Rate Capital in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 29 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 19

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

10% more capital invested

Capital invested by funds: $98.7M → $109M (+$10.2M)

0% more funds holding

Funds holding: 70 → 70 (0)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
70
Holders Change
–
Holders Change %
0%
% of All Funds
1.87%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
8
Increased
29
Reduced
19
Closed
6
Calls
$2K
Puts
–
Net Calls
+$2K
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AM
Ares Management
California
+$4.06M
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$3.93M
3
MC
Muzinich & Co
New York
+$2.1M
4
WFI
West Family Investments
California
+$503K
5
Millennium Management
Millennium Management
New York
+$405K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$5.93M
2
CS
Credit Suisse
Switzerland
-$1.09M
3
YMRC
Yorktown Management & Research Company
Virginia
-$682K
4
KACA
Kayne Anderson Capital Advisors
California
-$412K
5
YCM
Yakira Capital Management
Connecticut
-$366K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS AM
26
UBS AM
Illinois
$932K +$292K +22,726 +48%
LPL Financial
27
LPL Financial
California
$910K +$20K +1,553 +2%
TYCC
28
Texas Yale Capital Corp
Florida
$870K – – –
Two Sigma Advisers
29
Two Sigma Advisers
New York
$831K +$32.6K +2,532 +4%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$814K – – –
D.E. Shaw & Co
31
D.E. Shaw & Co
New York
$808K +$92.2K +7,167 +13%
YCM
32
Yakira Capital Management
Connecticut
$751K -$366K -28,472 -33%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$731K -$7.45K -579 -1%
BCM
34
Boyle Capital Management
Iowa
$722K +$4.8K +373 +0.7%
Two Sigma Investments
35
Two Sigma Investments
New York
$677K +$381K +29,585 +137%
OIA
36
Optimum Investment Advisors
Illinois
$635K +$71.4K +5,551 +13%
Wells Fargo
37
Wells Fargo
California
$434K +$12.7K +990 +3%
Millennium Management
38
Millennium Management
New York
$417K +$405K +31,500 New
KACA
39
Kayne Anderson Capital Advisors
California
$416K -$412K -32,000 -50%
CA
40
Corrado Advisors
New Jersey
$412K -$89.2K -6,935 -18%
AWM
41
AllSquare Wealth Management
New York
$355K +$64.3K +5,000 +23%
BP
42
BBR Partners
New York
$347K – – –
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$339K +$185K +14,379 +128%
Stifel Financial
44
Stifel Financial
Missouri
$320K -$37.9K -2,950 -11%
FAAS
45
First Allied Advisory Services
California
$225K -$48.7K -3,790 -18%
SCM
46
Silver Capital Management
New York
$221K – – –
SBIA
47
Sheaff Brock Investment Advisors
Indiana
$196K -$11.2K -867 -6%
Citigroup
48
Citigroup
New York
$186K +$695 +54 +0.4%
WS
49
Wedbush Securities
California
$175K +$170K +13,231 New
Goldman Sachs
50
Goldman Sachs
New York
$167K +$3.72K +289 +2%
1
2
3 4

PFLT Hedge Fund Activity: Q3 2016 in Review

70 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q3 2016, worth a combined $109M — up 10% from $98.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new PFLT positions and 6 closed out — a net gain of 2 holders — while 29 added to existing stakes and 19 trimmed.

The largest buyer was Ares Management, adding an estimated $4.06M. The largest seller was Morgan Stanley, cutting an estimated $5.93M.

  • 70 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $109M of PennantPark Floating Rate Capital stock for Q3 2016, up 10% quarter-over-quarter.
  • 8 funds opened new PennantPark Floating Rate Capital positions in Q3 2016 and 6 closed out, a net change of +2 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q3 2016 was Ares Management, an estimated $4.06M added.
  • The largest PennantPark Floating Rate Capital seller in Q3 2016 was Morgan Stanley, an estimated $5.93M sold.

Based on aggregated 13F filings for Q3 2016.