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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

70 hedge funds and large institutions have $109M invested in PennantPark Floating Rate Capital in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 29 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
–
Holders Change %
0%
% of All Funds
1.87%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
8
Increased
29
Reduced
19
Closed
6
Calls
$2K
Puts
–
Net Calls
+$2K
Net Calls Change
–

Top Buyers

1
AM
1
Ares Management
California
$7.29M
2
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$4.04M
3
MC
3
Muzinich & Co
New York
$5.12M
4
WFI
4
West Family Investments
California
$4.61M
5
Millennium Management
5
Millennium Management
New York
$417K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$5.84M
2
CS
2
Credit Suisse
Switzerland
$0
3
YMRC
3
Yorktown Management & Research Company
Virginia
$0
4
KACA
4
Kayne Anderson Capital Advisors
California
$416K
5
YCM
5
Yakira Capital Management
Connecticut
$751K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS AM
26
UBS AM
Illinois
$932K +$301K +22,726 +48%
LPL Financial
27
LPL Financial
California
$910K +$21K +1,553 +2%
TYCC
28
Texas Yale Capital Corp
Florida
$870K – – –
Two Sigma Advisers
29
Two Sigma Advisers
New York
$831K +$33.5K +2,532 +4%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$814K – – –
D.E. Shaw & Co
31
D.E. Shaw & Co
New York
$808K +$94.8K +7,167 +13%
YCM
32
Yakira Capital Management
Connecticut
$751K -$377K -28,472 -33%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$731K -$7.66K -579 -1%
BCM
34
Boyle Capital Management
Iowa
$722K +$4.94K +373 +0.7%
Two Sigma Investments
35
Two Sigma Investments
New York
$677K +$392K +29,585 +137%
OIA
36
Optimum Investment Advisors
Illinois
$635K +$73.5K +5,551 +13%
Wells Fargo
37
Wells Fargo
California
$434K +$13.1K +990 +3%
Millennium Management
38
Millennium Management
New York
$417K +$417K +31,500 New
KACA
39
Kayne Anderson Capital Advisors
California
$416K -$423K -32,000 -50%
CA
40
Corrado Advisors
New Jersey
$412K -$91.9K -6,935 -18%
AWM
41
AllSquare Wealth Management
New York
$355K +$66.2K +5,000 +23%
BP
42
BBR Partners
New York
$347K – – –
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$339K +$190K +14,379 +128%
Stifel Financial
44
Stifel Financial
Missouri
$320K -$38.8K -2,950 -11%
FAAS
45
First Allied Advisory Services
California
$225K -$50.2K -3,790 -18%
SCM
46
Silver Capital Management
New York
$221K – – –
SBIA
47
Sheaff Brock Investment Advisors
Indiana
$196K -$11.5K -867 -6%
Citigroup
48
Citigroup
New York
$186K +$715 +54 +0.4%
WS
49
Wedbush Securities
California
$175K +$175K +13,231 New
Goldman Sachs
50
Goldman Sachs
New York
$167K +$3.82K +289 +2%
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