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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

69 hedge funds and large institutions have $78.1M invested in PennantPark Floating Rate Capital in 2015 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 28 increasing their positions, 4 reducing their positions, and 6 closing their positions.

Holders
69
Holders Change
+26
Holders Change %
+60.47%
% of All Funds
1.93%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
32
Increased
28
Reduced
4
Closed
6
Calls
$303K
Puts
$1K
Net Calls
+$302K
Net Calls Change
+$302K

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$6.22M
2
CS
2
Credit Suisse
Switzerland
$5.88M
3
GP
3
GLG Partners
United Kingdom
$5.68M
4
UBS Group
4
UBS Group
Switzerland
$5.92M
5
PRCP
5
Pacific Ridge Capital Partners
Oregon
$2M

Top Sellers

1
JIC
1
JRM Investment Counsel
Nebraska
$0
2
YMRC
2
Yorktown Management & Research Company
Virginia
$1.85M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$0
4
Goldman Sachs
4
Goldman Sachs
New York
$0
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$2.67M
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
26
Stifel Financial
Missouri
$996K +$17.1K +1,435 +2%
CIM
27
Confluence Investment Management
Missouri
$990K +$1.15K +96 +0.1%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$860K +$43.8K +3,667 +5%
MCM
29
McKinley Capital Management
Alaska
$685K +$253K +21,222 +59%
OIA
30
Optimum Investment Advisors
Illinois
$655K +$655K +54,849 New
D.E. Shaw & Co
31
D.E. Shaw & Co
New York
$582K +$582K +48,783 New
CA
32
Corrado Advisors
New Jersey
$555K +$3.56K +298 +0.6%
AWM
33
AllSquare Wealth Management
New York
$541K – – –
GIM
34
Greenwich Investment Management
Connecticut
$447K +$154K +12,923 +53%
VFS
35
VSR Financial Services
Kansas
$437K -$107K -9,000 -20%
NCCM
36
Nine Chapters Capital Management
New Jersey
$410K +$410K +34,300 New
LPL Financial
37
LPL Financial
California
$405K +$160K +13,513 +65%
BP
38
BBR Partners
New York
$313K – – –
JPMorgan Chase & Co
39
JPMorgan Chase & Co
New York
$236K +$14.7K +1,226 +7%
Deutsche Bank
40
Deutsche Bank
Germany
$183K +$183K +15,395 New
Citigroup
41
Citigroup
New York
$176K +$28.2K +2,367 +19%
CIBC World Market
42
CIBC World Market
Ontario, Canada
$153K +$153K +12,787 New
Wells Fargo
43
Wells Fargo
California
$142K +$122K +10,175 +599%
AIG
44
American International Group
New York
$135K +$38.7K +3,242 +40%
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$129K +$2.19K +183 +2%
EGA
46
Eagle Global Advisors
Texas
$127K +$127K +10,657 New
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$122K +$122K +10,223 New
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
$88K +$88K +7,377 New
JC
49
JBF Capital
Colorado
$75K – – –
PCM
50
Prelude Capital Management
New York
$60K +$60K +5,000 New
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2
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