Nuveen ESG Small-Cap ETF
NUSC
162 hedge funds and large institutions have $733M invested in Nuveen ESG Small-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 91 increasing their positions, 24 reducing their positions, and 16 closing their positions.
279% more repeat investments, than reductions
Existing positions increased: 91 | Existing positions reduced: 24
38% more first-time investments, than exits
New positions opened: 22 | Existing positions closed: 16
7% more capital invested
Capital invested by funds: $682M → $733M (+$51.1M)
4% more funds holding
Funds holding: 156 → 162 (+6)
1% more ownership
Funds ownership: 69.86% → 70.86% (+1%)
0% more funds holding in top 10
Funds holding in top 10: 5 → 5 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$28.9M |
| 2 |
TF
TIAA FSB
Jacksonville,
Florida
|
+$5.34M |
| 3 |
SCA
Snowden Capital Advisors
New York
|
+$4.33M |
| 4 |
Wells Fargo
San Francisco,
California
|
+$3.13M |
| 5 |
AIC
Ameritas Investment Company
Lincoln,
Nebraska
|
+$2.93M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
-$1.65M |
| 2 |
NA
NewEdge Advisors
New Orleans,
Louisiana
|
-$1.6M |
| 3 |
SIM
Seaview Investment Managers
Miami,
Florida
|
-$1.35M |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
-$981K |
| 5 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$775K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
176
Fifth Third Bancorp
Cincinnati,
Ohio
| – | -$65K | -1,439 | Closed |
|
|
RBA
177
Richard Bernstein Advisors
New York
| – | -$13K | -288 | Closed |
|
178
BlackRock
New York
| – | -$6K | -126 | Closed |
|
|
WBC
179
West Branch Capital
Amherst,
Massachusetts
| – | -$1K | -22 | Closed |
|
NUSC Hedge Fund Activity: Q3 2021 in Review
162 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2021, worth a combined $733M — up 7.5% from $682M a quarter earlier.
Buyers outnumbered sellers: 22 funds opened new NUSC positions and 16 closed out — a net gain of 6 holders — while 91 added to existing stakes and 24 trimmed.
The largest buyer was Bank of America, adding an estimated $28.9M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.65M sold.
- 162 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2021, up from 156 in Q2 2021.
- Funds reported $733M of Nuveen ESG Small-Cap ETF stock for Q3 2021, up 7.5% quarter-over-quarter.
- 22 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2021 and 16 closed out, a net change of +6 holders.
- The largest Nuveen ESG Small-Cap ETF buyer in Q3 2021 was Bank of America, an estimated $28.9M added.
- The largest Nuveen ESG Small-Cap ETF seller in Q3 2021 was Citadel Advisors, an estimated $1.65M sold.
Based on aggregated 13F filings for Q3 2021.