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Nuveen ESG Small-Cap ETF

239 hedge funds and large institutions have $915M invested in Nuveen ESG Small-Cap ETF in 2024 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 82 increasing their positions, 85 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 10

10% more capital invested

Capital invested by funds: $834M → $915M (+$81.1M)

3% more funds holding

Funds holding: 232239 (+7)

0.87% more ownership

Funds ownership: 74.29%75.16% (+0.87%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

4% less repeat investments, than reductions

Existing positions increased: 82 | Existing positions reduced: 85

Holders
239
Holders Change
+7
Holders Change %
+3.02%
% of All Funds
3.43%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
17
Increased
82
Reduced
85
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FHA
151
Flagship Harbor Advisors
Massachusetts
$330K +$73.1K +1,772 +30%
BBW
152
Blue Barn Wealth
Utah
$327K -$124 -3 -0%
FNC
153
First National Corp
Massachusetts
$323K +$64.8K +1,572 +26%
PWM
154
Perigon Wealth Management
California
$321K -$32.9K -799 -10%
ASN
155
Advisory Services Network
Georgia
$318K
EWA
156
EP Wealth Advisors
California
$314K -$495 -12 -0.2%
SFG
157
Sage Financial Group
Pennsylvania
$305K +$6.1K +148 +2%
FA
158
Flagstar Advisors
New York
$304K
SWA
159
SOA Wealth Advisors
New York
$301K -$4.49K -109 -2%
SPL
160
Smart Portfolios LLC
Washington
$294K
SAI
161
Savvy Advisors Inc
New York
$281K +$2.76K +67 +1%
QFA
162
Quantum Financial Advisors
California
$280K -$57.8K -1,403 -18%
CAG
163
Curtis Advisory Group
California
$275K
BFPW
164
BOK Financial Private Wealth
Colorado
$270K -$229K -5,557 -47%
CWM
165
Collaborative Wealth Management
Florida
$268K -$2.72K -66 -1%
TC
166
Trust Company
Kansas
$265K +$783 +19 +0.3%
SWM
167
SigFig Wealth Management
California
$263K -$95.4K -2,314 -27%
AA
168
Advisory Alpha
Michigan
$254K
SFM
169
Signet Financial Management
New Jersey
$249K -$1.24K -30 -0.5%
APP
170
Avantax Planning Partners
Iowa
$246K -$873K -21,181 -79%
D.E. Shaw & Co
171
D.E. Shaw & Co
New York
$243K -$456K -11,068 -66%
SAS
172
Sage Advisory Services
Texas
$234K
AF
173
Arrow Financial
New York
$227K
LGWM
174
Litman Gregory Wealth Management
California
$226K
FZCM
175
Flynn Zito Capital Management
New York
$224K +$1.57K +38 +0.7%

NUSC Hedge Fund Activity: Q3 2024 in Review

239 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2024, worth a combined $915M — up 9.7% from $834M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new NUSC positions and 10 closed out — a net gain of 7 holders — while 82 added to existing stakes and 85 trimmed.

The largest buyer was Corient Private Wealth, adding an estimated $5.63M. The largest seller was Ameriprise, cutting an estimated $8.94M.

  • 239 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2024, up from 232 in Q2 2024.
  • Funds reported $915M of Nuveen ESG Small-Cap ETF stock for Q3 2024, up 9.7% quarter-over-quarter.
  • 17 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2024 and 10 closed out, a net change of +7 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q3 2024 was Corient Private Wealth, an estimated $5.63M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q3 2024 was Ameriprise, an estimated $8.94M sold.

Based on aggregated 13F filings for Q3 2024.