Nuveen ESG Small-Cap ETF
NUSC
207 hedge funds and large institutions have $708M invested in Nuveen ESG Small-Cap ETF in 2023 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 77 increasing their positions, 60 reducing their positions, and 22 closing their positions.
28% more repeat investments, than reductions
Existing positions increased: 77 | Existing positions reduced: 60
1.09% more ownership
Funds ownership: 72.07% → 73.17% (+1.1%)
9% more first-time investments, than exits
New positions opened: 24 | Existing positions closed: 22
5% less capital invested
Capital invested by funds: $744M → $708M (-$35.3M)
2% less funds holding
Funds holding: 212 → 207 (-5)
17% less funds holding in top 10
Funds holding in top 10: 6 → 5 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAS
Ameritas Advisory Services
Lincoln,
Nebraska
|
+$13.9M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$4.56M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$4.48M |
| 4 |
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
|
+$3.87M |
| 5 |
I
IMPACTfolio
Denver,
Colorado
|
+$2.65M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Sowell Financial Services
North Little Rock,
Arkansas
|
-$6.9M |
| 2 |
Ameriprise
Minneapolis,
Minnesota
|
-$5.67M |
| 3 |
Goldman Sachs
New York
|
-$1.85M |
| 4 |
Lido Advisors
Los Angeles,
California
|
-$1.48M |
| 5 |
Envestnet Asset Management
Chicago,
Illinois
|
-$1.17M |
NUSC Hedge Fund Activity: Q3 2023 in Review
207 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2023, worth a combined $708M — down 4.7% from $744M a quarter earlier.
Buyers outnumbered sellers: 24 funds opened new NUSC positions and 22 closed out — a net gain of 2 holders — while 77 added to existing stakes and 60 trimmed.
The largest buyer was Ameritas Advisory Services, opening a new position worth an estimated $13.9M. The largest seller was Sowell Financial Services, cutting an estimated $6.9M.
- 207 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2023, down from 212 in Q2 2023.
- Funds reported $708M of Nuveen ESG Small-Cap ETF stock for Q3 2023, down 4.7% quarter-over-quarter.
- 24 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2023 and 22 closed out, a net change of +2 holders.
- The largest Nuveen ESG Small-Cap ETF buyer in Q3 2023 was Ameritas Advisory Services, an estimated $13.9M added.
- The largest Nuveen ESG Small-Cap ETF seller in Q3 2023 was Sowell Financial Services, an estimated $6.9M sold.
Based on aggregated 13F filings for Q3 2023.