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Nuveen ESG Small-Cap ETF

180 hedge funds and large institutions have $830M invested in Nuveen ESG Small-Cap ETF in 2022 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 96 increasing their positions, 35 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

174% more repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 35

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

7.6% more ownership

Funds ownership: 72.16%79.76% (+7.6%)

1% more funds holding

Funds holding: 178180 (+2)

4% more capital invested

Capital invested by funds: $795M → $830M (+$35.4M)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

Holders
180
Holders Change
+2
Holders Change %
+1.12%
% of All Funds
2.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.08%
New
26
Increased
96
Reduced
35
Closed
22
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AF
151
Advisornet Financial
Minnesota
$60K +$276 +7 +0.5%
DWMG
152
DB Wealth Management Group
California
$53K +$33.1K +838 +167%
APA
153
American Portfolios Advisors
New York
$48.3K -$339K -8,591 -88%
SBL
154
Sargent Bickham Lagudis
Colorado
$44K
MWM
155
Mascoma Wealth Management
New Hampshire
$43K +$25.6K +648 +154%
TF
156
TimeScale Financial
Massachusetts
$38K
CCM
157
Covington Capital Management
California
$38K +$16.8K +425 +79%
HA
158
Herold Advisors
New York
$31.7K +$31.4K +795 New
BAM
159
Baldrige Asset Management
Pennsylvania
$29K +$28.9K +732 New
SPIA
160
Steward Partners Investment Advisory
New York
$24K -$29.2K -739 -55%
CFD
161
Creative Financial Designs
Indiana
$22K -$39 -1 -0.2%
CAPTRUST Financial Advisors
162
CAPTRUST Financial Advisors
North Carolina
$22K
AIC
163
Archer Investment Corporation
Indiana
$17.9K
PFS
164
Prospera Financial Services
Texas
$16K +$15.8K +400 New
KPCM
165
Kings Point Capital Management
New York
$16K +$15.9K +402 New
BlackRock
166
BlackRock
New York
$15K +$12.5K +316 +608%
EWA
167
EverSource Wealth Advisors
Alabama
$14K +$9.08K +230 +200%
BWM
168
Baystate Wealth Management
Massachusetts
$13K
CHA
169
Carmichael Hill & Associates
Maryland
$13K
DB
170
Dravo Bay
Delaware
$11.2K +$11.1K +280 New
Citigroup
171
Citigroup
New York
$6K -$104K -2,625 -95%
CWP
172
Concord Wealth Partners
Virginia
$5K
AWM
173
Avior Wealth Management
Nebraska
$5K +$5.81K +147 New
Koshinski Asset Management
174
Koshinski Asset Management
Illinois
$4.94K +$4.9K +124 New
TIM
175
Tortoise Investment Management
New York
$4K

NUSC Hedge Fund Activity: Q1 2022 in Review

180 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2022, worth a combined $830M — up 4.4% from $795M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new NUSC positions and 22 closed out — a net gain of 4 holders — while 96 added to existing stakes and 35 trimmed.

The largest buyer was Bank of America, adding an estimated $50.6M. The largest seller was Wells Fargo, cutting an estimated $10.6M.

  • 180 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2022, up from 178 in Q4 2021.
  • Funds reported $830M of Nuveen ESG Small-Cap ETF stock for Q1 2022, up 4.4% quarter-over-quarter.
  • 26 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2022 and 22 closed out, a net change of +4 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2022 was Bank of America, an estimated $50.6M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2022 was Wells Fargo, an estimated $10.6M sold.

Based on aggregated 13F filings for Q1 2022.