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Nuveen ESG Small-Cap ETF

178 hedge funds and large institutions have $795M invested in Nuveen ESG Small-Cap ETF in 2021 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 96 increasing their positions, 28 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

243% more repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 28

100% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 19

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

10% more funds holding

Funds holding: 162178 (+16)

8% more capital invested

Capital invested by funds: $733M → $795M (+$61.4M)

1.3% more ownership

Funds ownership: 70.86%72.16% (+1.3%)

Holders
178
Holders Change
+16
Holders Change %
+9.88%
% of All Funds
2.74%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.09%
New
38
Increased
96
Reduced
28
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
151
US Bancorp
Minnesota
$89K +$14.2K +319 +18%
IWP
152
IAG Wealth Partners
Wisconsin
$75K +$8.15K +183 +11%
AF
153
Advisornet Financial
Minnesota
$63K +$5.04K +113 +8%
SPIA
154
Steward Partners Investment Advisory
New York
$56K +$3.08K +69 +5%
KTC
155
Kistler-Tiffany Companies
Pennsylvania
$54K
SBL
156
Sargent Bickham Lagudis
Colorado
$47K +$25.8K +579 +109%
AWA
157
Amplius Wealth Advisors
Pennsylvania
$41K +$44K +987 New
TF
158
TimeScale Financial
Massachusetts
$40K +$2.94K +66 +7%
Jones Financial Companies
159
Jones Financial Companies
Missouri
$37K +$38.9K +874 New
PNC Financial Services Group
160
PNC Financial Services Group
Pennsylvania
$31K +$23K +517 +245%
AA
161
Addison Advisors
Vermont
$29K -$18.8K -421 -38%
CAPTRUST Financial Advisors
162
CAPTRUST Financial Advisors
North Carolina
$24K
CFD
163
Creative Financial Designs
Indiana
$23K -$579 -13 -2%
CCM
164
Covington Capital Management
California
$23K +$10.2K +230 +74%
DWMG
165
DB Wealth Management Group
California
$21K
Carson Wealth (CWM LLC)
166
Carson Wealth (CWM LLC)
Nebraska
$19K +$20.4K +458 New
AIC
167
Archer Investment Corporation
Indiana
$18.9K
MWM
168
Mascoma Wealth Management
New Hampshire
$18K +$18.7K +420 New
BWM
169
Baystate Wealth Management
Massachusetts
$14K +$1.02K +23 +8%
CA
170
CoreCap Advisors
Michigan
$14K +$14.9K +334 New
CHA
171
Carmichael Hill & Associates
Maryland
$13K +$14.2K +318 New
DI
172
Disciplined Investments
Oklahoma
$8K +$8.56K +192 New
CWP
173
Concord Wealth Partners
Virginia
$5K
EWA
174
EverSource Wealth Advisors
Alabama
$5K +$5.13K +115 New
TIM
175
Tortoise Investment Management
New York
$4K

NUSC Hedge Fund Activity: Q4 2021 in Review

178 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2021, worth a combined $795M — up 8.4% from $733M a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new NUSC positions and 19 closed out — a net gain of 19 holders — while 96 added to existing stakes and 28 trimmed.

The largest buyer was Bank of America, adding an estimated $38.4M. The largest seller was Snowden Capital Advisors, exiting entirely with an estimated $4.26M sold.

  • 178 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2021, up from 162 in Q3 2021.
  • Funds reported $795M of Nuveen ESG Small-Cap ETF stock for Q4 2021, up 8.4% quarter-over-quarter.
  • 38 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2021 and 19 closed out, a net change of +19 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2021 was Bank of America, an estimated $38.4M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2021 was Snowden Capital Advisors, an estimated $4.26M sold.

Based on aggregated 13F filings for Q4 2021.