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Nuveen ESG Small-Cap ETF

180 hedge funds and large institutions have $830M invested in Nuveen ESG Small-Cap ETF in 2022 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 96 increasing their positions, 35 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

174% more repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 35

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

7.6% more ownership

Funds ownership: 72.16%79.76% (+7.6%)

1% more funds holding

Funds holding: 178180 (+2)

4% more capital invested

Capital invested by funds: $795M → $830M (+$35.4M)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

Holders
180
Holders Change
+2
Holders Change %
+1.12%
% of All Funds
2.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.08%
New
26
Increased
96
Reduced
35
Closed
22
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AL
126
Aspiriant LLC
California
$259K
JWCA
127
J.W. Cole Advisors
Florida
$254K +$10K +254 +4%
EA
128
Evolution Advisers
Virginia
$252K -$210K -5,319 -46%
BG
129
Benedetti & Gucer
Georgia
$248K +$247K +6,247 New
Fidelity Investments
130
Fidelity Investments
Massachusetts
$233K -$39.2K -993 -14%
Bessemer Group
131
Bessemer Group
New Jersey
$230K
FHA
132
Flagship Harbor Advisors
Massachusetts
$227K -$3.48K -88 -2%
SFM
133
Signet Financial Management
New Jersey
$224K +$17K +430 +8%
LFG
134
Larson Financial Group
Missouri
$220K +$2.88K +73 +1%
BIA
135
Bigelow Investment Advisors
Maine
$213K +$211K +5,335 New
GSWM
136
Greenup Street Wealth Management
Michigan
$208K -$19.6K -495 -9%
BDFN
137
Bond & Devick Financial Network
Minnesota
$208K +$206K +5,228 New
CCM
138
Cribstone Capital Management
Maine
$163K -$3.32K -84 -2%
SAM
139
S.A. Mason
Michigan
$154K +$6.71K +170 +5%
US Bancorp
140
US Bancorp
Minnesota
$144K +$59.1K +1,496 +70%
AF
141
Arrow Financial
New York
$134K
MCM
142
Manchester Capital Management
Vermont
$128K
AA
143
Addison Advisors
Vermont
$128K +$100K +2,542 +374%
Jones Financial Companies
144
Jones Financial Companies
Missouri
$116K +$79.7K +2,018 +231%
RG
145
Retirement Group
California
$113K +$11.5K +291 +11%
PFGIA
146
Patriot Financial Group Insurance Agency
Massachusetts
$112K +$395 +10 +0.4%
ME
147
McIlrath & Eck
Washington
$110K
KTC
148
Kistler-Tiffany Companies
Pennsylvania
$102K +$50.6K +1,281 +100%
PNC Financial Services Group
149
PNC Financial Services Group
Pennsylvania
$83K +$53.8K +1,363 +187%
IWP
150
IAG Wealth Partners
Wisconsin
$71K

NUSC Hedge Fund Activity: Q1 2022 in Review

180 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2022, worth a combined $830M — up 4.4% from $795M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new NUSC positions and 22 closed out — a net gain of 4 holders — while 96 added to existing stakes and 35 trimmed.

The largest buyer was Bank of America, adding an estimated $50.6M. The largest seller was Wells Fargo, cutting an estimated $10.6M.

  • 180 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2022, up from 178 in Q4 2021.
  • Funds reported $830M of Nuveen ESG Small-Cap ETF stock for Q1 2022, up 4.4% quarter-over-quarter.
  • 26 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2022 and 22 closed out, a net change of +4 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2022 was Bank of America, an estimated $50.6M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2022 was Wells Fargo, an estimated $10.6M sold.

Based on aggregated 13F filings for Q1 2022.