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Nuveen ESG Small-Cap ETF

239 hedge funds and large institutions have $915M invested in Nuveen ESG Small-Cap ETF in 2024 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 82 increasing their positions, 85 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 10

10% more capital invested

Capital invested by funds: $834M → $915M (+$81.1M)

3% more funds holding

Funds holding: 232239 (+7)

0.87% more ownership

Funds ownership: 74.29%75.16% (+0.87%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

4% less repeat investments, than reductions

Existing positions increased: 82 | Existing positions reduced: 85

Holders
239
Holders Change
+7
Holders Change %
+3.02%
% of All Funds
3.43%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
17
Increased
82
Reduced
85
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TWM
101
TriaGen Wealth Management
California
$654K +$15.7K +381 +3%
EPW
102
Evergreen Private Wealth
Colorado
$653K +$5.2K +126 +0.8%
MFG
103
Merit Financial Group
Georgia
$653K -$72.1K -1,749 -10%
RJA
104
Raymond James & Associates
Florida
$648K -$13.7K -332 -2%
PPA
105
Painted Porch Advisors
California
$644K -$13.3K -323 -2%
SWP
106
Stratos Wealth Partners
Ohio
$626K -$3.67K -89 -0.6%
CAM
107
Cresset Asset Management
Illinois
$617K -$89.3K -2,166 -13%
RJT
108
Raymond James Trust
Florida
$592K -$75.2K -1,825 -12%
AAS
109
Avantax Advisory Services
Texas
$586K +$69.7K +1,690 +14%
BFA
110
Bragg Financial Advisors
North Carolina
$578K +$3.83K +93 +0.7%
SFP
111
Sandbox Financial Partners
Maryland
$571K -$44.4K -1,078 -7%
SWA
112
Sax Wealth Advisors
New Jersey
$565K +$11.3K +275 +2%
TWM
113
Tradition Wealth Management
Minnesota
$563K -$3.88K -94 -0.7%
FCG
114
Financial Connections Group
California
$555K -$10.3K -250 -2%
MA
115
Mutual Advisors
Nebraska
$544K
DW
116
Dodds Wealth
Colorado
$535K +$20.5K +496 +4%
PSF
117
Pacific Sun Financial
California
$525K -$28.4K -690 -5%
MML Investors Services
118
MML Investors Services
Massachusetts
$518K -$21.6K -524 -4%
WLIM
119
White Lighthouse Investment Management
Massachusetts
$518K -$32.8K -795 -6%
SRB
120
Shotwell Rutter Baer
Michigan
$513K +$39.8K +965 +9%
Baird Financial Group
121
Baird Financial Group
Wisconsin
$509K -$6.68K -162 -1%
SS
122
Sound Stewardship
Kansas
$489K
Betterment LLC
123
Betterment LLC
New York
$478K +$221K +5,351 +92%
CPP
124
Capasso Planning Partners
South Carolina
$475K -$18.3K -444 -4%
B
125
Bensler
Washington
$472K +$3.42K +83 +0.8%

NUSC Hedge Fund Activity: Q3 2024 in Review

239 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2024, worth a combined $915M — up 9.7% from $834M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new NUSC positions and 10 closed out — a net gain of 7 holders — while 82 added to existing stakes and 85 trimmed.

The largest buyer was Corient Private Wealth, adding an estimated $5.63M. The largest seller was Ameriprise, cutting an estimated $8.94M.

  • 239 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2024, up from 232 in Q2 2024.
  • Funds reported $915M of Nuveen ESG Small-Cap ETF stock for Q3 2024, up 9.7% quarter-over-quarter.
  • 17 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2024 and 10 closed out, a net change of +7 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q3 2024 was Corient Private Wealth, an estimated $5.63M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q3 2024 was Ameriprise, an estimated $8.94M sold.

Based on aggregated 13F filings for Q3 2024.