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Nuveen ESG Small-Cap ETF

139 hedge funds and large institutions have $565M invested in Nuveen ESG Small-Cap ETF in 2021 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 63 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

825% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 4

250% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 18

50% more capital invested

Capital invested by funds: $376M → $565M (+$189M)

28% more funds holding

Funds holding: 109139 (+30)

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

1.58% more ownership

Funds ownership: 70.01%71.59% (+1.6%)

Holders
139
Holders Change
+30
Holders Change %
+27.52%
% of All Funds
2.44%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
37
Increased
63
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LGWM
101
Litman Gregory Wealth Management
California
$236K
NCM
102
Neumann Capital Management
California
$232K +$228K +5,392 New
BWM
103
BerganKDV Wealth Management
Minnesota
$230K +$203K +4,813 +920%
SFM
104
Signet Financial Management
New Jersey
$224K +$219K +5,200 New
TWM
105
Tradition Wealth Management
Minnesota
$206K +$31.5K +747 +18%
LFG
106
Larson Financial Group
Missouri
$205K +$181K +4,291 +919%
GLA
107
Good Life Advisors
Pennsylvania
$203K +$201K +4,760 New
CAN
108
Cetera Advisor Networks
California
$202K +$198K +4,700 New
CCM
109
Cribstone Capital Management
Maine
$171K +$8.19K +194 +5%
Northwestern Mutual Wealth Management
110
Northwestern Mutual Wealth Management
Wisconsin
$157K +$131K +3,093 +568%
BMD
111
Better Money Decisions
New Mexico
$136K +$133K +3,161 New
AF
112
Arrow Financial
New York
$120K +$118K +2,789 New
GEA
113
Glen Eagle Advisors
New Jersey
$104K +$98.8K +2,341 +2,890%
TAIM
114
TD Ameritrade Investment Management
Nebraska
$104K
BFEC
115
Benjamin F. Edwards & Company
Missouri
$101K +$20.5K +486 +26%
ME
116
McIlrath & Eck
Washington
$65K +$21.8K +516 +52%
IWP
117
IAG Wealth Partners
Wisconsin
$63K -$1.14K -27 -2%
Fifth Third Bancorp
118
Fifth Third Bancorp
Ohio
$62K
RG
119
Retirement Group
California
$62K
Fidelity Investments
120
Fidelity Investments
Massachusetts
$57K +$38.9K +921 +235%
AF
121
Advisornet Financial
Minnesota
$54K +$3.71K +88 +8%
TF
122
TimeScale Financial
Massachusetts
$38K
SPIA
123
Steward Partners Investment Advisory
New York
$32K +$25.7K +610 +459%
MPWT
124
MassMutual Private Wealth & Trust
Connecticut
$30K +$29.5K +700 New
Citigroup
125
Citigroup
New York
$29K

NUSC Hedge Fund Activity: Q1 2021 in Review

139 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2021, worth a combined $565M — up 50% from $376M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NUSC positions and 4 closed out — a net gain of 33 holders — while 63 added to existing stakes and 18 trimmed.

The largest buyer was Bank of America, adding an estimated $67.2M. The largest seller was Stewardship Advisors, cutting an estimated $2.09M.

  • 139 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2021, up from 109 in Q4 2020.
  • Funds reported $565M of Nuveen ESG Small-Cap ETF stock for Q1 2021, up 50% quarter-over-quarter.
  • 37 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2021 and 4 closed out, a net change of +33 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2021 was Bank of America, an estimated $67.2M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2021 was Stewardship Advisors, an estimated $2.09M sold.

Based on aggregated 13F filings for Q1 2021.