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Nuveen ESG Small-Cap ETF

180 hedge funds and large institutions have $830M invested in Nuveen ESG Small-Cap ETF in 2022 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 96 increasing their positions, 35 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

174% more repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 35

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

7.6% more ownership

Funds ownership: 72.16%79.76% (+7.6%)

1% more funds holding

Funds holding: 178180 (+2)

4% more capital invested

Capital invested by funds: $795M → $830M (+$35.4M)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

Holders
180
Holders Change
+2
Holders Change %
+1.12%
% of All Funds
2.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.08%
New
26
Increased
96
Reduced
35
Closed
22
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Mercer Global Advisors
76
Mercer Global Advisors
Colorado
$662K +$451K +11,428 +220%
Northwestern Mutual Wealth Management
77
Northwestern Mutual Wealth Management
Wisconsin
$658K -$497K -12,583 -43%
SWP
78
Stratos Wealth Partners
Ohio
$640K +$3.95K +100 +0.6%
BFPW
79
BOK Financial Private Wealth
Colorado
$617K +$612K +15,489 New
BWM
80
BerganKDV Wealth Management
Minnesota
$607K +$51.2K +1,296 +9%
NCM
81
Neumann Capital Management
California
$593K +$142K +3,602 +32%
Lido Advisors
82
Lido Advisors
California
$580K -$764K -19,334 -57%
RJA
83
Raymond James & Associates
Florida
$558K +$20.4K +517 +4%
CAN
84
Cetera Advisor Networks
California
$530K +$48.6K +1,230 +10%
GEA
85
Glen Eagle Advisors
New Jersey
$523K +$9.87K +250 +2%
WLIM
86
White Lighthouse Investment Management
Massachusetts
$516K +$9.68K +245 +2%
AAS
87
Avantax Advisory Services
Texas
$514K -$67.6K -1,712 -12%
SFP
88
Sandbox Financial Partners
Maryland
$514K +$82.5K +2,089 +19%
Baird Financial Group
89
Baird Financial Group
Wisconsin
$511K -$99.7K -2,525 -16%
VAFP
90
Vahanian & Associates Financial Planning
New York
$486K +$95.1K +2,408 +25%
OA
91
Operose Advisors
Wisconsin
$485K +$96.9K +2,454 +25%
TWM
92
TriaGen Wealth Management
California
$484K -$27.5K -697 -5%
WI
93
WrapManager Inc
California
$480K +$2.61K +66 +0.6%
TWM
94
Tradition Wealth Management
Minnesota
$464K +$76.2K +1,930 +20%
RFA
95
RTD Financial Advisors
Pennsylvania
$462K -$9.32K -236 -2%
MWM
96
Modera Wealth Management
New Jersey
$457K +$453K +11,462 New
SFG
97
Sage Financial Group
Pennsylvania
$444K +$440K +11,138 New
CI
98
CX Institutional
Indiana
$443K +$53.3K +1,349 +14%
MCC
99
Money Concepts Capital
Florida
$426K +$422K +10,694 New
CPP
100
Capasso Planning Partners
South Carolina
$423K +$46.6K +1,179 +13%

NUSC Hedge Fund Activity: Q1 2022 in Review

180 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2022, worth a combined $830M — up 4.4% from $795M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new NUSC positions and 22 closed out — a net gain of 4 holders — while 96 added to existing stakes and 35 trimmed.

The largest buyer was Bank of America, adding an estimated $50.6M. The largest seller was Wells Fargo, cutting an estimated $10.6M.

  • 180 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2022, up from 178 in Q4 2021.
  • Funds reported $830M of Nuveen ESG Small-Cap ETF stock for Q1 2022, up 4.4% quarter-over-quarter.
  • 26 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2022 and 22 closed out, a net change of +4 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2022 was Bank of America, an estimated $50.6M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2022 was Wells Fargo, an estimated $10.6M sold.

Based on aggregated 13F filings for Q1 2022.