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Nuveen ESG Small-Cap ETF
NUSC

Overview Fund Activity

207 hedge funds and large institutions have $708M invested in Nuveen ESG Small-Cap ETF in 2023 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 77 increasing their positions, 60 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
207
Holders Change
-5
Holders Change %
-2.36%
% of All Funds
3.3%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.08%
New
24
Increased
77
Reduced
60
Closed
22
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAS
1
Ameritas Advisory Services
Nebraska
$13.1M
2
Bank of America
2
Bank of America
North Carolina
$199M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$37.4M
4
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$3.65M
5
I
5
IMPACTfolio
Colorado
$11.8M

Top Sellers

1
SFS
1
Sowell Financial Services
Arkansas
$1.19M
2
Ameriprise
2
Ameriprise
Minnesota
$11.4M
3
Goldman Sachs
3
Goldman Sachs
New York
$0
4
Lido Advisors
4
Lido Advisors
California
$604K
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$11.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
KFAA
51
Klaas Financial Asset Advisors
Illinois
$1.48M +$162K +4,664 +12%
MWM
52
Modera Wealth Management
New Jersey
$1.47M +$265K +7,600 +22%
Envestnet Portfolio Solutions
53
Envestnet Portfolio Solutions
Illinois
$1.42M +$1.42M +40,734 New
RZH
54
Relyea Zuckerberg Hanson
Connecticut
$1.38M +$6.23K +179 +0.5%
WFAG
55
Wescott Financial Advisory Group
Pennsylvania
$1.27M +$39.7K +1,141 +3%
PHAM
56
Palisades Hudson Asset Management
Florida
$1.23M – – –
SFS
57
Sowell Financial Services
Arkansas
$1.19M -$6.51M -186,994 -85%
EH
58
Equitable Holdings
New York
$1.18M -$391K -11,243 -25%
LWP
59
Laurel Wealth Planning
Minnesota
$1.17M -$239K -6,863 -17%
SHGA
60
Sand Hill Global Advisors
California
$1.11M -$18.1K -521 -2%
WTC
61
WhitTier Trust Company
Nevada
$1.09M -$1.81K -52 -0.2%
WP
62
WealthShield Partners
North Carolina
$1.08M -$8.67K -249 -0.8%
BC
63
Brio Consultants
California
$1.06M -$13.3K -383 -1%
WCFA
64
Walkner Condon Financial Advisors
Wisconsin
$1.04M +$16.2K +465 +2%
SC
65
Savant Capital
Illinois
$1.03M -$58.2K -1,672 -5%
Citadel Advisors
66
Citadel Advisors
Florida
$1.03M +$1.03M +29,714 New
FCG
67
Financial Connections Group
California
$1.01M -$106K -3,040 -10%
Jones Financial Companies
68
Jones Financial Companies
Missouri
$981K +$280K +8,051 +40%
HI
69
Harbour Investments
Wisconsin
$972K +$17K +489 +2%
UB
70
UMB Bank
Missouri
$968K +$57.3K +1,647 +6%
APP
71
Avantax Planning Partners
Iowa
$956K -$129K -3,699 -12%
PFO
72
Pathstone Family Office
New Jersey
$936K +$649K +18,641 +226%
OPS
73
Orion Portfolio Solutions
Nebraska
$897K +$897K +25,771 New
BCI
74
Brinker Capital Investments
Pennsylvania
$897K +$897K +25,771 New
CAN
75
Cetera Advisor Networks
California
$878K +$392K +11,260 +81%
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