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Nuveen ESG Small-Cap ETF
NUSC

77 hedge funds and large institutions have $199M invested in Nuveen ESG Small-Cap ETF in 2020 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 35 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 13

61% more capital invested

Capital invested by funds: $124M → $199M (+$75.4M)

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

5% more funds holding

Funds holding: 73 → 77 (+4)

3.55% more ownership

Funds ownership: 65.88% → 69.43% (+3.6%)

Holders
77
Holders Change
+4
Holders Change %
+5.48%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
35
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$17.8M
2
TF
TIAA FSB
Florida
+$6.89M
3
Ameriprise
Ameriprise
Minnesota
+$2.77M
4
MWM
Mission Wealth Management
California
+$1.58M
5
UBS Group
UBS Group
Switzerland
+$1.22M

Top Sellers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
-$621K
2
Morgan Stanley
Morgan Stanley
New York
-$392K
3
Creative Planning
Creative Planning
Kansas
-$377K
4
JMPWA
JP Morgan Private Wealth Advisors
California
-$337K
5
DADC
D.A. Davidson & Co
Montana
-$291K
Name Holding Trade Value Shares
Change 		Change in
Stake
QCM
51
Quest Capital Management
Texas
$205K +$187K +7,450 New
RJT
52
Raymond James Trust
Florida
$205K +$187K +7,450 New
BC
53
Brio Consultants
California
$204K +$186K +7,414 New
Truist Financial
54
Truist Financial
North Carolina
$204K +$187K +7,440 New
Bessemer Group
55
Bessemer Group
New Jersey
$159K – – –
LGWM
56
Litman Gregory Wealth Management
California
$151K +$78.2K +3,117 +131%
CCM
57
Cribstone Capital Management
Maine
$109K -$13.4K -533 -12%
APA
58
American Portfolios Advisors
New York
$72.4K -$5.5K -219 -8%
TAIM
59
TD Ameritrade Investment Management
Nebraska
$70K -$110K -4,402 -63%
LFG
60
LifePlan Financial Group
Ohio
$55K – – –
IWP
61
IAG Wealth Partners
Wisconsin
$48K -$17.2K -686 -28%
RG
62
Retirement Group
California
$39K +$35.9K +1,430 New
CAN
63
Cetera Advisor Networks
California
$25K +$22.5K +897 New
TF
64
TimeScale Financial
Massachusetts
$24K – – –
BWM
65
Baystate Wealth Management
Massachusetts
$24K +$7.65K +305 +54%
Citigroup
66
Citigroup
New York
$19K – – –
PCG
67
Private Capital Group
Connecticut
$14K – – –
AF
68
Advisornet Financial
Minnesota
$13K +$3.26K +130 +39%
PFGIA
69
Patriot Financial Group Insurance Agency
Massachusetts
$11K – – –
PG
70
Proffitt & Goodson
Tennessee
$10K – – –
WP
71
WealthShield Partners
North Carolina
$8K – – –
PA
72
Procyon Advisors
Connecticut
$6K – – –
HGWM
73
Harvest Group Wealth Management
Massachusetts
$5K -$3.26K -130 -41%
BWA
74
Burt Wealth Advisors
Maryland
$3K – – –
Fidelity Investments
75
Fidelity Investments
Massachusetts
$3K – – –
1 2
3
4

NUSC Hedge Fund Activity: Q2 2020 in Review

77 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q2 2020, worth a combined $199M — up 61% from $124M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NUSC positions and 8 closed out — a net gain of 4 holders — while 35 added to existing stakes and 13 trimmed.

The largest buyer was Bank of America, adding an estimated $17.8M. The largest seller was Osaic Holdings, cutting an estimated $621K.

  • 77 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q2 2020, up from 73 in Q1 2020.
  • Funds reported $199M of Nuveen ESG Small-Cap ETF stock for Q2 2020, up 61% quarter-over-quarter.
  • 12 funds opened new Nuveen ESG Small-Cap ETF positions in Q2 2020 and 8 closed out, a net change of +4 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q2 2020 was Bank of America, an estimated $17.8M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q2 2020 was Osaic Holdings, an estimated $621K sold.

Based on aggregated 13F filings for Q2 2020.