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Nuveen ESG Small-Cap ETF
NUSC

139 hedge funds and large institutions have $565M invested in Nuveen ESG Small-Cap ETF in 2021 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 63 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

825% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 4

250% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 18

50% more capital invested

Capital invested by funds: $376M → $565M (+$189M)

28% more funds holding

Funds holding: 109 → 139 (+30)

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

1.58% more ownership

Funds ownership: 70.01% → 71.59% (+1.6%)

Holders
139
Holders Change
+30
Holders Change %
+27.52%
% of All Funds
2.44%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
37
Increased
63
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$67.2M
2
Wells Fargo
Wells Fargo
California
+$13.9M
3
TF
TIAA FSB
Florida
+$7.76M
4
Morgan Stanley
Morgan Stanley
New York
+$6.6M
5
UBS Group
UBS Group
Switzerland
+$6.11M

Top Sellers

1
SA
Stewardship Advisors
Pennsylvania
-$2.09M
2
BWP
BSW Wealth Partners
Colorado
-$1.19M
3
Truist Financial
Truist Financial
North Carolina
-$682K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$544K
5
APA
American Portfolios Advisors
New York
-$300K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIC
26
Ameritas Investment Company
Nebraska
$1.94M +$1.91M +45,183 New
NA
27
NewEdge Advisors
Louisiana
$1.94M +$1.9M +45,025 New
FPF
28
First Pacific Financial
Washington
$1.79M +$1.75M +41,577 New
Stifel Financial
29
Stifel Financial
Missouri
$1.7M +$1.67M +39,573 New
RZH
30
Relyea Zuckerberg Hanson
Connecticut
$1.7M +$69.2K +1,639 +5%
APP
31
Avantax Planning Partners
Iowa
$1.68M +$646K +15,302 +65%
Creative Planning
32
Creative Planning
Kansas
$1.46M +$105K +2,482 +8%
HighTower Advisors
33
HighTower Advisors
Illinois
$1.45M +$141K +3,347 +11%
WS
34
Wedbush Securities
California
$1.39M +$107K +2,529 +8%
RJFSA
35
Raymond James Financial Services Advisors
Florida
$1.37M +$382K +9,051 +40%
ASN
36
Advisory Services Network
Georgia
$1.36M +$66.1K +1,567 +5%
RCS
37
Retirement Capital Strategies
California
$1.34M +$1.31M +31,073 New
EH
38
Equitable Holdings
New York
$1.2M +$1.13M +26,843 New
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
$1.13M -$544K -12,890 -33%
Cetera Investment Advisers
40
Cetera Investment Advisers
Illinois
$1.08M +$110K +2,595 +12%
Osaic Holdings
41
Osaic Holdings
Arizona
$1.03M +$110K +2,608 +12%
PI
42
PFS Investments
Georgia
$1.02M +$378K +8,958 +61%
SIM
43
Seaview Investment Managers
Florida
$1.01M +$988K +23,410 New
RW
44
RVW Wealth
California
$1M +$103K +2,436 +15%
JMPWA
45
JP Morgan Private Wealth Advisors
California
$985K +$267K +6,335 +38%
PAG
46
Private Advisor Group
New Jersey
$975K +$411K +9,738 +75%
BRWM
47
B. Riley Wealth Management
Tennessee
$945K +$93.5K +2,215 +11%
UB
48
UMB Bank
Missouri
$938K +$15.3K +363 +2%
VC
49
Vicus Capital
Pennsylvania
$919K -$17.6K -418 -2%
HA
50
Harborview Advisors
Maine
$907K -$36.2K -858 -4%
1
2
3 4 5

NUSC Hedge Fund Activity: Q1 2021 in Review

139 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2021, worth a combined $565M — up 50% from $376M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NUSC positions and 4 closed out — a net gain of 33 holders — while 63 added to existing stakes and 18 trimmed.

The largest buyer was Bank of America, adding an estimated $67.2M. The largest seller was Stewardship Advisors, cutting an estimated $2.09M.

  • 139 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2021, up from 109 in Q4 2020.
  • Funds reported $565M of Nuveen ESG Small-Cap ETF stock for Q1 2021, up 50% quarter-over-quarter.
  • 37 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2021 and 4 closed out, a net change of +33 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2021 was Bank of America, an estimated $67.2M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2021 was Stewardship Advisors, an estimated $2.09M sold.

Based on aggregated 13F filings for Q1 2021.