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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DA
26
Doliver Advisors
Texas
$581K -$558K -27,580 -49%
CWM
27
Concert Wealth Management
California
$441K -$13.8K -682 -3%
BBPWM
28
Blue Bell Private Wealth Management
Pennsylvania
$434K
RJFSA
29
Raymond James Financial Services Advisors
Florida
$415K -$35.6K -1,759 -8%
B
30
Baird
Wisconsin
$407K -$29.6K -1,464 -7%
SKK
31
Shepherd Kaplan Krochuk
Massachusetts
$332K
MFS
32
MSI Financial Services
Massachusetts
$316K +$26.5K +1,309 +9%
HCM
33
Hollencrest Capital Management
California
$256K +$20 +1 +0%
Citigroup
34
Citigroup
New York
$211K -$9.22K -456 -4%
BCMIO
35
Beacon Capital Management Inc (Ohio)
Ohio
$208K +$5.05K +250 +2%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$162K +$29.4K +1,453 +22%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$91K +$93K +4,600 New
S
38
SignatureFD
Georgia
$72K
Creative Planning
39
Creative Planning
Kansas
$65K +$4.19K +207 +7%
AIG
40
American International Group
New York
$39.7K
BRWM
41
B. Riley Wealth Management
Tennessee
$36K
Deutsche Bank
42
Deutsche Bank
Germany
$36K
WA
43
WFG Advisors
Texas
$34K
DADC
44
D.A. Davidson & Co
Montana
$29K
LNB
45
Ledyard National Bank
$28K +$28.2K +1,397 New
US Bancorp
46
US Bancorp
Minnesota
$27K -$36.4K -1,800 -57%
Envestnet Asset Management
47
Envestnet Asset Management
Illinois
$21K +$21.4K +1,060 New
HF
48
Hoxton Financial
West Virginia
$18K
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$15K
WCM
50
Wealthcare Capital Management
Virginia
$2K