NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

57 hedge funds and large institutions have $106M invested in Virtus Equity & Convertible Income Fund in 2017 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+5
Holders Change %
+9.62%
% of All Funds
1.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
19
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
Advisors Asset Management
Colorado
$12M
2
GC
Guggenheim Capital
Illinois
$10M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$1.4M
4
Wells Fargo
Wells Fargo
California
$15M
5
PPA
Parametric Portfolio Associates
Washington
$1.14M

Top Sellers

1
KIM
Karpus Investment Management
New York
$10.7M
2
Morgan Stanley
Morgan Stanley
New York
$17.8M
3
LCM
Landscape Capital Management
New Jersey
$0
4
LPL Financial
LPL Financial
California
$211K
5
1CP
1607 Capital Partners
Virginia
$254K
Name Holding Trade Value Shares
Change 		Shares
Change %
IFWM
26
Institute for Wealth Management
Colorado
$423K +$423K +21,314 New
BKA
27
Brick & Kyle Associates
Pennsylvania
$409K -$14.6K -737 -3%
Millennium Management
28
Millennium Management
New York
$358K +$130K +6,600 +57%
CRC
29
Curi RMB Capital
Illinois
$353K +$353K +17,852 New
Ameriprise
30
Ameriprise
Minnesota
$296K +$8.3K +420 +3%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$288K +$288K +14,582 New
PCM
32
Pointe Capital Management
Michigan
$285K -$12.7K -641 -4%
SG Americas Securities
33
SG Americas Securities
New York
$260K +$260K +13,156 New
1CP
34
1607 Capital Partners
Virginia
$254K -$821K -41,532 -76%
SKK
35
Shepherd Kaplan Krochuk
Massachusetts
$249K – – –
AG
36
Advisor Group
Arizona
$243K +$8.55K +431 +4%
UCFA
37
United Capital Financial Advisors
Texas
$232K -$6.72K -340 -3%
LPL Financial
38
LPL Financial
California
$211K -$1.38M -69,935 -87%
BFEC
39
Benjamin F. Edwards & Company
Missouri
$188K +$30K +1,515 +19%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$136K +$24.3K +1,234 +22%
IA
41
IFP Advisors
Florida
$68K – – –
DADC
42
D.A. Davidson & Co
Montana
$49K – – –
GWM
43
Geneos Wealth Management
Colorado
$49K – – –
TJHA
44
Thomas J. Herzfeld Advisors
Florida
$40K – – –
CWM
45
Cedar Wealth Management
California
$33K – – –
VWA
46
V Wealth Advisors
Kansas
$23K +$23K +1,154 New
EWM
47
Edge Wealth Management
New York
$21K – – –
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$15K – – –
US Bancorp
49
US Bancorp
Minnesota
$9K – – –
QAM
50
QCI Asset Management
New York
$5K +$5K +250 New
1
2
3