NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

54 hedge funds and large institutions have $111M invested in Virtus Equity & Convertible Income Fund in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
–
Holders Change %
0%
% of All Funds
1.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
20
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$5.15M
2
LCM
Landscape Capital Management
New Jersey
+$1.7M
3
SFS
Shaker Financial Services
Virginia
+$1.41M
4
Citigroup
Citigroup
New York
+$1.05M
5
Wells Fargo
Wells Fargo
California
+$949K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$2.82M
2
RCM
Rivernorth Capital Management
Florida
-$1.6M
3
Bank of America
Bank of America
North Carolina
-$618K
4
OC
Oppenheimer & Co
New York
-$552K
5
UBS Group
UBS Group
Switzerland
-$464K
Name Holding Trade Value Shares
Change 		Shares
Change %
BC
26
Brinker Capital
Pennsylvania
$376K -$28.6K -1,523 -7%
BKA
27
Brick & Kyle Associates
Pennsylvania
$367K -$1.56K -85 -0.4%
CA
28
Cetera Advisors
Colorado
$347K -$22K -1,200 -6%
UCFA
29
United Capital Financial Advisors
Texas
$292K -$7.57K -411 -3%
TPW
30
Tiller Private Wealth
Pennsylvania
$238K – – –
SKK
31
Shepherd Kaplan Krochuk
Massachusetts
$232K -$80.3K -4,360 -26%
PFS
32
Prospera Financial Services
Texas
$227K +$5.06K +274 +2%
AG
33
Advisor Group
Arizona
$217K +$55.1K +3,015 +34%
Goldman Sachs
34
Goldman Sachs
New York
$210K +$210K +11,390 New
NPC
35
National Planning Corporation
California
$198K +$198K +10,350 New
SG Americas Securities
36
SG Americas Securities
New York
$165K +$165K +8,948 New
BFEC
37
Benjamin F. Edwards & Company
Missouri
$140K +$10.5K +571 +8%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$126K -$42.5K -2,309 -25%
GWM
39
Geneos Wealth Management
Colorado
$46K – – –
DADC
40
D.A. Davidson & Co
Montana
$46K +$46K +2,500 New
Creative Planning
41
Creative Planning
Kansas
$45K +$42.8K +2,337 +1,948%
TJHA
42
Thomas J. Herzfeld Advisors
Florida
$37K – – –
TC
43
Trust Company
Kansas
$35K +$14.7K +800 +72%
CWM
44
Cedar Wealth Management
California
$31K – – –
BBPWM
45
Blue Bell Private Wealth Management
Pennsylvania
$27K – – –
IA
46
IFP Advisors
Florida
$25K – – –
EWM
47
Edge Wealth Management
New York
$19K – – –
MFS
48
MSI Financial Services
Massachusetts
$17K -$218 -12 -1%
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$14K – – –
FANJ
50
Financial Architects (New Jersey)
New Jersey
$4K – – –
1
2
3