NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

54 hedge funds and large institutions have $108M invested in Virtus Equity & Convertible Income Fund in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
–
Holders Change %
0%
% of All Funds
1.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
12
Reduced
17
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$9.52M
2
Morgan Stanley
2
Morgan Stanley
New York
$14.4M
3
OC
3
Oppenheimer & Co
New York
$1.19M
4
TC
4
Telemus Capital
Michigan
$911K
5
CRC
5
Curi RMB Capital
Illinois
$315K

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$20.1M
2
AAM
2
Advisors Asset Management
Colorado
$16.4M
3
1CP
3
1607 Capital Partners
Virginia
$1.07M
4
RVPG
4
Relative Value Partners Group
$0
5
Baird Financial Group
5
Baird Financial Group
Wisconsin
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
$317K – – –
CRC
27
Curi RMB Capital
Illinois
$315K +$315K +16,842 New
UCFA
28
United Capital Financial Advisors
Texas
$305K -$16.9K -900 -5%
PCM
29
Pointe Capital Management
Michigan
$304K – – –
TPW
30
Tiller Private Wealth
Pennsylvania
$242K +$823 +44 +0.3%
PFS
31
Prospera Financial Services
Texas
$225K +$225K +12,024 New
CAN
32
Cetera Advisor Networks
California
$220K +$220K +11,752 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$172K -$24.3K -1,293 -12%
AG
34
Advisor Group
Arizona
$166K +$18.8K +1,000 +13%
BFEC
35
Benjamin F. Edwards & Company
Missouri
$132K – – –
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$47K -$1.43K -77 -3%
GWM
37
Geneos Wealth Management
Colorado
$47K – – –
S
38
SignatureFD
Georgia
$37K – – –
TJHA
39
Thomas J. Herzfeld Advisors
Florida
$37K – – –
JFA
40
JNBA Financial Advisors
Minnesota
$37K +$37K +2,000 New
CA
41
CapWealth Advisors
Tennessee
$34K +$34K +1,800 New
CWM
42
Cedar Wealth Management
California
$32K – – –
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$27K -$8.05K -425 -23%
IA
44
IFP Advisors
Florida
$25K – – –
TC
45
Trust Company
Kansas
$21K +$21K +1,104 New
EWM
46
Edge Wealth Management
New York
$20K – – –
MFS
47
MSI Financial Services
Massachusetts
$18K +$6.79K +358 +61%
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$14K – – –
FANJ
49
Financial Architects (New Jersey)
New Jersey
$4K – – –
WCM
50
Wealthcare Capital Management
Virginia
$2K – – –
1
2
3