NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

61 hedge funds and large institutions have $122M invested in Virtus Equity & Convertible Income Fund in 2015 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 4 closing their positions.

Holders
61
Holders Change
+11
Holders Change %
+22%
% of All Funds
1.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
13
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.44M
2
KIM
2
Karpus Investment Management
New York
$21.4M
3
LPL Financial
3
LPL Financial
California
$2.66M
4
LCM
4
Landscape Capital Management
New Jersey
$2.01M
5
SG Americas Securities
5
SG Americas Securities
New York
$807K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$22.5M
2
WAM
2
Wolverine Asset Management
Illinois
$2.98M
3
GC
3
Guggenheim Capital
Illinois
$6.61M
4
OC
4
Oppenheimer & Co
New York
$856K
5
Bank of America
5
Bank of America
North Carolina
$1.47M
Name Market Value Shares Shares
Change 		Shares
Change %
DA
26
Doliver Advisors
Texas
$479K 26,681 -6,268 -19%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$411K 22,881 +850 +4%
CWM
28
Concert Wealth Management
California
$404K 22,459 – –
AA
29
AQR Arbitrage
Connecticut
$360K 20,051 +4,844 +32%
WAM
30
Weiss Asset Management
Massachusetts
$351K 19,563 +19,563 New
PCM
31
Pointe Capital Management
Michigan
$331K 18,415 -6,425 -26%
CRC
32
Curi RMB Capital
Illinois
$329K 18,304 +4,808 +36%
BKA
33
Brick & Kyle Associates
Pennsylvania
$323K 17,960 -500 -3%
SKK
34
Shepherd Kaplan Krochuk
Massachusetts
$305K 16,960 +270 +2%
SFS
35
Shaker Financial Services
Virginia
$289K 16,096 +16,096 New
UCFA
36
United Capital Financial Advisors
Texas
$287K 15,983 +15,983 New
Squarepoint
37
Squarepoint
New York
$264K 14,700 +14,700 New
Citigroup
38
Citigroup
New York
$260K 14,479 -1,004 -6%
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
$220K 12,271 -2,400 -16%
TPW
40
Tiller Private Wealth
Pennsylvania
$219K 12,171 +12,171 New
BFM
41
Boothbay Fund Management
New York
$214K 11,896 +11,896 New
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$199K 11,042 -29 -0.3%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$187K 10,438 +10,438 New
AIG
44
American International Group
New York
$87K 4,825 – –
Deutsche Bank
45
Deutsche Bank
Germany
$72K 4,050 – –
BCMIO
46
Beacon Capital Management Inc (Ohio)
Ohio
$70K 3,900 – –
Envestnet Asset Management
47
Envestnet Asset Management
Illinois
$64K 3,590 +311 +9%
MFS
48
MSI Financial Services
Massachusetts
$64K 3,585 +2,347 +190%
DADC
49
D.A. Davidson & Co
Montana
$44K 2,500 – –
S
50
SignatureFD
Georgia
$36K 2,000 – –
1
2
3