NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

56 hedge funds and large institutions have $131M invested in Virtus Equity & Convertible Income Fund in 2015 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 19 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
+8
Holders Change %
+16.67%
% of All Funds
1.49%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
11
Increased
12
Reduced
19
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DA
Doliver Advisors
Texas
+$2.27M
2
AAM
Advisors Asset Management
Colorado
+$2.15M
3
WAM
Wolverine Asset Management
Illinois
+$1.28M
4
VKH
Virtu KCG Holdings
New York
+$818K
5
SFS
Shaker Financial Services
Virginia
+$664K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$5.44M
2
CAN
Cetera Advisor Networks
California
-$2.06M
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$1.08M
4
Wells Fargo
Wells Fargo
California
-$724K
5
GC
Guggenheim Capital
Illinois
-$632K
Name Holding Trade Value Shares
Change 		Shares
Change %
PCM
26
Pointe Capital Management
Michigan
$595K +$595K +30,031 New
CRC
27
Curi RMB Capital
Illinois
$592K +$592K +29,879 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$446K +$279K +14,089 +167%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$442K +$18.4K +926 +4%
B
30
Baird
Wisconsin
$424K +$20.3K +1,024 +5%
BKA
31
Brick & Kyle Associates
Pennsylvania
$373K – – –
CWM
32
Concert Wealth Management
California
$365K +$559 +35 +0.2%
SKK
33
Shepherd Kaplan Krochuk
Massachusetts
$331K – – –
Deutsche Bank
34
Deutsche Bank
Germany
$306K +$242K +12,250 +377%
CAN
35
Cetera Advisor Networks
California
$304K -$2.06M -104,180 -87%
Citigroup
36
Citigroup
New York
$294K +$66.7K +3,370 +29%
LCM
37
Landscape Capital Management
New Jersey
$284K +$284K +14,317 New
CA
38
Cetera Advisors
Colorado
$259K -$478 -24 -0.2%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$202K -$96.9K -4,896 -32%
BNP Paribas Financial Markets
40
BNP Paribas Financial Markets
France
$158K -$1.08M -54,524 -87%
BBPWM
41
Blue Bell Private Wealth Management
Pennsylvania
$158K -$87.9K -4,446 -36%
BCMIO
42
Beacon Capital Management Inc (Ohio)
Ohio
$125K -$1.98K -100 -2%
MFS
43
MSI Financial Services
Massachusetts
$120K -$61.2K -3,098 -34%
AIG
44
American International Group
New York
$90.6K +$36.2K +1,825 +66%
S
45
SignatureFD
Georgia
$72K – – –
IWM
46
Integrated Wealth Management
California
$72K +$72K +3,650 New
TJHA
47
Thomas J. Herzfeld Advisors
Florida
$40K – – –
BRWM
48
B. Riley Wealth Management
Tennessee
$36K – – –
WA
49
WFG Advisors
Texas
$34K – – –
DADC
50
D.A. Davidson & Co
Montana
$29K – – –
1
2
3