NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

48 hedge funds and large institutions have $139M invested in Virtus Equity & Convertible Income Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
-3
Holders Change %
-5.88%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
19
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
Advisors Asset Management
Colorado
$37.1M
2
PPA
Parametric Portfolio Associates
Washington
$2.65M
3
OC
Oppenheimer & Co
New York
$2.13M
4
Bank of America
Bank of America
North Carolina
$2.55M
5
CA
Cetera Advisors
Colorado
$271K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$10.5M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
$41K
3
KIM
Karpus Investment Management
New York
$9.76M
4
GC
Guggenheim Capital
Illinois
$9.92M
5
WAM
Wolverine Asset Management
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BKA
26
Brick & Kyle Associates
Pennsylvania
$389K +$389K +18,825 New
SKK
27
Shepherd Kaplan Krochuk
Massachusetts
$345K – – –
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$312K +$217K +10,500 +228%
CA
29
Cetera Advisors
Colorado
$271K +$271K +13,034 New
BBPWM
30
Blue Bell Private Wealth Management
Pennsylvania
$257K -$194K -9,382 -43%
Citigroup
31
Citigroup
New York
$237K +$18.1K +877 +8%
MFS
32
MSI Financial Services
Massachusetts
$190K -$139K -6,718 -42%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$175K +$5.88K +284 +3%
BCMIO
34
Beacon Capital Management Inc (Ohio)
Ohio
$132K -$83.5K -4,050 -39%
S
35
SignatureFD
Georgia
$75K – – –
Deutsche Bank
36
Deutsche Bank
Germany
$67K +$28.9K +1,400 +76%
AIG
37
American International Group
New York
$56.9K +$15.5K +750 +38%
TJHA
38
Thomas J. Herzfeld Advisors
Florida
$41K -$1.72M -84,111 -98%
BRWM
39
B. Riley Wealth Management
Tennessee
$38K – – –
WA
40
WFG Advisors
Texas
$36K – – –
DADC
41
D.A. Davidson & Co
Montana
$31K – – –
LNB
42
Ledyard National Bank
$29K – – –
Envestnet Asset Management
43
Envestnet Asset Management
Illinois
$23K +$917 +44 +4%
SIA
44
Stancorp Investment Advisers
Oregon
$20K +$20K +965 New
HF
45
Hoxton Financial
West Virginia
$19K – – –
Bank of Montreal
46
Bank of Montreal
Ontario, Canada
$16K – – –
WCM
47
Wealthcare Capital Management
Virginia
$2K – – –
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
$1K +$1K +56 New
WAM
49
Wolverine Asset Management
Illinois
– -$1.04M -52,296 Closed
DA
50
Doliver Advisors
Texas
– -$581K -29,256 Closed
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