MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

27 hedge funds and large institutions have $34.4M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 4 closing their positions.

Holders
27
Holders Change
+7
Holders Change %
+35%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
8
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$7.07M
2
AI
2
ArchPoint Investors
Florida
$1.91M
3
FIMG
3
Financial & Investment Management Group
Michigan
$1.58M
4
RJA
4
Raymond James & Associates
Florida
$1.89M
5
MIG
5
Mariner Investment Group
New York
$958K

Top Sellers

1
BTS
1
BB&T Securities
Virginia
$6.73M
2
LPL Financial
2
LPL Financial
California
$440K
3
U
3
UBS
Switzerland
$579K
4
AAM
4
Advisors Asset Management
Colorado
$2.49M
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
TCM
26
Tradewinds Capital Management
Washington
$27K 1,700 +1,700 New
MWP
27
MYCIO Wealth Partners
Pennsylvania
$22K 1,425 – –
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
– – -10,400 Closed
TRCT
29
Tower Research Capital (TRC)
New York
– – -9,301 Closed
FHA
30
First Horizon Advisors
Tennessee
– – -2,500 Closed
Barclays
31
Barclays
United Kingdom
– – -523 Closed
1
2