HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

96 hedge funds and large institutions have $256M invested in Highland Opportunities and Income Fund in 2021 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 44 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
96
Holders Change
+2
Holders Change %
+2.13%
% of All Funds
1.68%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
15
Increased
44
Reduced
24
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AC
1
Antara Capital
New York
$11.9M
2
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$12.5M
3
PCM
3
Penserra Capital Management
California
$18.2M
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$27.3M
5
Invesco
5
Invesco
Georgia
$15.2M

Top Sellers

1
BPCM
1
Beach Point Capital Management
California
$1.91M
2
QC
2
Quantedge Capital
Singapore
$0
3
IWM
3
IHT Wealth Management
Illinois
$5.15M
4
ATPW
4
Ashton Thomas Private Wealth
Arizona
$0
5
CCP
5
Clough Capital Partners
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Deutsche Bank
76
Deutsche Bank
Germany
$48K +$35.8K +3,295 +292%
PGWM
77
Parisi Gray Wealth Management
New Jersey
$44K +$44K +4,000 New
DOA
78
D'Orazio & Associates
Virginia
$42K +$12.7K +1,155 +43%
Rockefeller Capital Management
79
Rockefeller Capital Management
New York
$34K -$23K -2,109 -40%
APA
80
American Portfolios Advisors
New York
$27.1K +$415 +38 +2%
CFD
81
Creative Financial Designs
Indiana
$26K – – –
WQ
82
Wealth Quarterback
New Jersey
$21K +$21K +1,916 New
Citigroup
83
Citigroup
New York
$19K +$399 +36 +2%
CFGS
84
Concourse Financial Group Securities
Alabama
$14K +$1.25K +116 +10%
TWM
85
Tradition Wealth Management
Minnesota
$13K +$2.4K +220 +23%
Northwestern Mutual Wealth Management
86
Northwestern Mutual Wealth Management
Wisconsin
$11K +$11K +1,000 New
AWA
87
Arkadios Wealth Advisors
Georgia
$9K -$6.42K -643 -42%
TCM
88
Tradewinds Capital Management
Washington
$6K – – –
JFA
89
JNBA Financial Advisors
Minnesota
$6K +$115 +10 +2%
GI
90
Gradient Investments
Minnesota
$5K +$5K +466 New
SIS
91
Sound Income Strategies
Florida
$4K – – –
AA
92
AlphaMark Advisors
Kentucky
$4K – – –
PAM
93
Panagora Asset Management
Massachusetts
$2K -$2.48K -208 -55%
CMA
94
Cedar Mountain Advisors
Oregon
$1K – – –
FI
95
FormulaFolio Investments
Michigan
$1K – – –
QC
96
Quantedge Capital
Singapore
– -$10.2M -915,547 Closed
ATPW
97
Ashton Thomas Private Wealth
Arizona
– -$3.48M -314,193 Closed
CCP
98
Clough Capital Partners
Massachusetts
– -$2.97M -267,533 Closed
PAM
99
Peak Asset Management
Colorado
– -$1.18M -106,716 Closed
Qube Research & Technologies (QRT)
100
Qube Research & Technologies (QRT)
United Kingdom
– -$308K -27,735 Closed
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4
5