We are live on ! Find out more
HFRO

Highland Opportunities and Income Fund
HFRO

97 hedge funds and large institutions have $256M invested in Highland Opportunities and Income Fund in 2021 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 45 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 24

15% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 13

2% more funds holding

Funds holding: 95 → 97 (+2)

2.64% less ownership

Funds ownership: 35.42% → 32.77% (-2.6%)

9% less capital invested

Capital invested by funds: $282M → $256M (-$26.5M)

20% less funds holding in top 10

Funds holding in top 10: 5 → 4 (-1)

Holders
97
Holders Change
+2
Holders Change %
+2.11%
% of All Funds
1.69%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
15
Increased
45
Reduced
24
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AC
Antara Capital
New York
+$12.4M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$5.78M
3
PCM
Penserra Capital Management
California
+$4.12M
4
TJHA
Thomas J. Herzfeld Advisors
Florida
+$3.36M
5
Invesco
Invesco
Georgia
+$2.31M

Top Sellers

Rank Fund Capital Flow
1
BPCM
Beach Point Capital Management
California
-$27.7M
2
QC
Quantedge Capital
Singapore
-$10.2M
3
IWM
IHT Wealth Management
Illinois
-$5.15M
4
ATPW
Ashton Thomas Private Wealth
Arizona
-$3.48M
5
CCP
Clough Capital Partners
Massachusetts
-$2.97M
Name Holding Trade Value Shares
Change 		Change in
Stake
FIA
76
FNY Investment Advisers
New York
$54K -$186K -16,485 -77%
Deutsche Bank
77
Deutsche Bank
Germany
$48K +$37.2K +3,295 +292%
PGWM
78
Parisi Gray Wealth Management
New Jersey
$44K +$45.2K +4,000 New
DOA
79
D'Orazio & Associates
Virginia
$42K +$13.1K +1,155 +43%
Rockefeller Capital Management
80
Rockefeller Capital Management
New York
$34K -$23.8K -2,109 -40%
APA
81
American Portfolios Advisors
New York
$27.1K +$430 +38 +2%
CFD
82
Creative Financial Designs
Indiana
$26K – – –
WQ
83
Wealth Quarterback
New Jersey
$21K +$21.7K +1,916 New
Citigroup
84
Citigroup
New York
$19K +$407 +36 +2%
CFGS
85
Concourse Financial Group Securities
Alabama
$14K +$1.31K +116 +10%
TWM
86
Tradition Wealth Management
Minnesota
$13K +$2.49K +220 +23%
Northwestern Mutual Wealth Management
87
Northwestern Mutual Wealth Management
Wisconsin
$11K +$11.3K +1,000 New
AWA
88
Arkadios Wealth Advisors
Georgia
$9K -$7.27K -643 -42%
TCM
89
Tradewinds Capital Management
Washington
$6K – – –
JFA
90
JNBA Financial Advisors
Minnesota
$6K +$113 +10 +2%
GI
91
Gradient Investments
Minnesota
$5K +$5.27K +466 New
AA
92
AlphaMark Advisors
Kentucky
$4K – – –
SIS
93
Sound Income Strategies
Florida
$4K – – –
PAM
94
Panagora Asset Management
Massachusetts
$2K -$2.35K -208 -55%
CMA
95
Cedar Mountain Advisors
Oregon
$1K – – –
FI
96
FormulaFolio Investments
Michigan
$1K – – –
QC
97
Quantedge Capital
Singapore
– -$10.2M -915,547 Closed
ATPW
98
Ashton Thomas Private Wealth
Arizona
– -$3.48M -314,193 Closed
CCP
99
Clough Capital Partners
Massachusetts
– -$2.97M -267,533 Closed
PAM
100
Peak Asset Management
Colorado
– -$1.18M -106,716 Closed
1 2 3
4
5

HFRO Hedge Fund Activity: Q2 2021 in Review

97 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q2 2021, worth a combined $256M — down 9.4% from $282M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new HFRO positions and 13 closed out — a net gain of 2 holders — while 45 added to existing stakes and 24 trimmed.

The largest buyer was Antara Capital, opening a new position worth an estimated $12.4M. The largest seller was Beach Point Capital Management, cutting an estimated $27.7M.

  • 97 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q2 2021, up from 95 in Q1 2021.
  • Funds reported $256M of Highland Opportunities and Income Fund stock for Q2 2021, down 9.4% quarter-over-quarter.
  • 15 funds opened new Highland Opportunities and Income Fund positions in Q2 2021 and 13 closed out, a net change of +2 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q2 2021 was Antara Capital, an estimated $12.4M added.
  • The largest Highland Opportunities and Income Fund seller in Q2 2021 was Beach Point Capital Management, an estimated $27.7M sold.

Based on aggregated 13F filings for Q2 2021.