Gradient Investments’s Highland Opportunities and Income Fund HFRO Stock Holding History

Gradient Investments’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-466	Closed	-$5K	–	1187
2021 Q2	$5K	Buy	+466	New	+$5.27K	﹤0.01%	875
2021 Q1	–	Sell	-10,998	Closed	-$94K	–	1197
2020 Q4	$94K	Hold	10,998	–	–	﹤0.01%	323
2020 Q3	$94K	Hold	10,998	–	–	﹤0.01%	323
2020 Q2	$89K	Hold	10,998	–	–	﹤0.01%	314
2020 Q1	$94K	Sell	10,998 -119	-1%	-$1.39K	0.01%	282
2019 Q4	$138K	Buy	+11,117	New	+$134K	0.01%	280

Other funds holding HFRO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Gradient Investments's HFRO Position: Q3 2021 in Review

Gradient Investments sold out of Highland Opportunities and Income Fund (HFRO) in Q3 2021, closing a stake of 466 shares — an estimated $5K sold.

Gradient Investments first reported a position in HFRO in Q4 2019 and held it in 6 quarters. The position peaked at $138K in Q4 2019. 99 funds tracked by Wall St. Rank hold HFRO as of Q3 2021.

Gradient Investments reported no remaining Highland Opportunities and Income Fund position as of Q3 2021 after selling out during the quarter.
Gradient Investments sold 466 Highland Opportunities and Income Fund shares in Q3 2021, an estimated $5K.
Gradient Investments first reported a position in Highland Opportunities and Income Fund in Q4 2019 and held it in 6 quarters.
Gradient Investments's Highland Opportunities and Income Fund position peaked at $138K in Q4 2019.
99 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q3 2021.

Based on Gradient Investments's 13F filing for Q3 2021, filed 18 Oct 2021.