HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

104 hedge funds and large institutions have $403M invested in Highland Opportunities and Income Fund in 2019 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 30 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
104
Holders Change
+19
Holders Change %
+22.35%
% of All Funds
2.05%
Holding in Top 10
7
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-36.36%
% of All Funds
0.14%
New
30
Increased
30
Reduced
27
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DKCM
Davidson Kempner Capital Management
New York
+$26.1M
2
PAIM
Punch & Associates Investment Management
Minnesota
+$7.14M
3
PP
Paloma Partners
Connecticut
+$6.49M
4
COLIM
City of London Investment Management
United Kingdom
+$6.32M
5
BPCM
Beach Point Capital Management
California
+$5.69M

Top Sellers

1
UFM
Ursa Fund Management
California
-$20.7M
2
BHMP
Bardin Hill Management Partners
New York
-$18.2M
3
Morgan Stanley
Morgan Stanley
New York
-$13.6M
4
AC
Antara Capital
New York
-$8.75M
5
AWA
Arete Wealth Advisors
Illinois
-$7.53M
Name Holding Trade Value Shares
Change 		Shares
Change %
RJT
76
Raymond James Trust
Florida
$142K +$16.8K +1,350 +13%
GI
77
Gradient Investments
Minnesota
$138K +$138K +11,117 New
Ameriprise
78
Ameriprise
Minnesota
$133K +$133K +10,672 New
CBFP
79
Cedar Brook Financial Partners
Ohio
$128K -$905K -72,880 -88%
QOP
80
Quinn Opportunity Partners
Virginia
$124K – – –
FIA
81
FNY Investment Advisers
New York
$112K +$112K +9,042 New
BAM
82
Belpointe Asset Management
Nevada
$104K -$6.2K -500 -6%
US Bancorp
83
US Bancorp
Minnesota
$103K – – –
LC
84
Lindbrook Capital
California
$62K +$14.5K +1,170 +31%
Citigroup
85
Citigroup
New York
$50K -$9.01K -726 -15%
Deutsche Bank
86
Deutsche Bank
Germany
$50K +$50K +4,026 New
AF
87
Allworth Financial
California
$38K – – –
CFD
88
Creative Financial Designs
Indiana
$29K – – –
PNC Financial Services Group
89
PNC Financial Services Group
Pennsylvania
$26K -$17.3K -1,414 -40%
APA
90
American Portfolios Advisors
New York
$20K +$20K +1,605 New
GRP
91
Global Retirement Partners
California
$18K +$350 +28 +2%
PAM
92
Panagora Asset Management
Massachusetts
$14K +$14K +1,128 New
HPC
93
HM Payson & Co
Maine
$12K +$12K +992 New
BWA
94
BDO Wealth Advisors
Florida
$11K – – –
NFG
95
Next Financial Group
Texas
$10K – – –
HI
96
Hudock Inc
Pennsylvania
$9K – – –
TCM
97
Tradewinds Capital Management
Washington
$7K – – –
CFGS
98
Concourse Financial Group Securities
Alabama
$7K +$1.74K +143 +33%
FHA
99
Flagship Harbor Advisors
Massachusetts
$5K – – –
SIS
100
Sound Income Strategies
Florida
$5K – – –
1 2 3
4
5