Lindbrook Capital’s Highland Opportunities and Income Fund HFRO Stock Holding History

Lindbrook Capital’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-3,000	Closed	-$25.3K	–	1786
2020 Q2	$24K	Buy	3,000 +1,000	+50%	+$8.21K	0.01%	551
2020 Q1	$17K	Sell	2,000 -3,000	-60%	-$35K	0.01%	595
2019 Q4	$62K	Buy	5,000 +1,170	+31%	+$14.1K	0.02%	375
2019 Q3	$51K	Hold	3,830	–	–	0.02%	414
2019 Q2	$53K	Buy	+3,830	New	+$51.7K	0.02%	404

Other funds holding HFRO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

DKCM

Davidson Kempner Capital Management New York $7.33B AUM 56.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Lindbrook Capital's HFRO Position: Q3 2020 in Review

Lindbrook Capital sold out of Highland Opportunities and Income Fund (HFRO) in Q3 2020, closing a stake of 3,000 shares — an estimated $25.3K sold.

Lindbrook Capital first reported a position in HFRO in Q2 2019 and held it in 5 quarters. The position peaked at $62K in Q4 2019. 98 funds tracked by Wall St. Rank hold HFRO as of Q3 2020.

Lindbrook Capital reported no remaining Highland Opportunities and Income Fund position as of Q3 2020 after selling out during the quarter.
Lindbrook Capital sold 3,000 Highland Opportunities and Income Fund shares in Q3 2020, an estimated $25.3K.
Lindbrook Capital first reported a position in Highland Opportunities and Income Fund in Q2 2019 and held it in 5 quarters.
Lindbrook Capital's Highland Opportunities and Income Fund position peaked at $62K in Q4 2019.
98 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q3 2020.

Based on Lindbrook Capital's 13F filing for Q3 2020, filed 3 Nov 2020.